Entire Section

  • MKT 9B.1 MKT 9B.1 Application

    • MKT 9B.1.1

      This chapter applies to the Reporting Entity of Security Tokens which are admitted to trading on an Alternative Trading System:

      (a) under the admission criteria specified in COB Rule 9.4.1(a)(ii), where the Alternative Trading System is operated by an Authorised Firm; or
      (b) under the admission criteria specified in AMI Rule 5.8.1(3)(b), where the Alternative Trading System is a MTF operated by an Authorised Market Institution.

       

      Derived from DFSA RMI313/2021 (Made 30th June 2021). [VER18/10-21]