Entire Section

  • MKT 9B MKT 9B Security Tokens Admitted to Trading on an Alternative Trading System

    • MKT 9B.1 MKT 9B.1 Application

      • MKT 9B.1.1

        This chapter applies to the Reporting Entity of Security Tokens which are admitted to trading on an Alternative Trading System:

        (a) under the admission criteria specified in COB Rule 9.4.1(a)(ii), where the Alternative Trading System is operated by an Authorised Firm; or
        (b) under the admission criteria specified in AMI Rule 5.8.1(3)(b), where the Alternative Trading System is a MTF operated by an Authorised Market Institution.

         

        Derived from DFSA RMI313/2021 (Made 30th June 2021). [VER18/10-21]

    • MKT 9B.2 MKT 9B.2 Requirements

      • MKT 9B.2.1

        The Reporting Entity must meet the requirements that would apply to a Listed Entity under MKT sections 9.2 (the Listing Principles), 9.7 (continuing obligations, including disclosure) and 9.8 (provision of information to the DFSA).

         

        Derived from DFSA RMI313/2021 (Made 30th June 2021). [VER18/10-21]