Entire Section

  • FER 4.1.2 FER 4.1.2

    A Person required to pay a fee under FER Rule 4.1.1, must pay to the DFSA an additional fee of $2,500 when filing a Prospectus or other document if the Prospectus or other document relates to Security Tokens that are:

    (a) to be admitted to trading on an ATS; and
    (b) not admitted to trading on either an Authorised Market Institution or a Regulated Exchange.
    Derived from DFSA RMI315/2021 (Made 30th June 2021). [VER25/10-21]

    • FER 4.1.2 Guidance

      The fee under FER Rule 4.1.2 is not payable for Security Tokens that are al admitted to trading on an Authorised Market Institution, as a separate fee will have been paid under FER Rule 2.9.1 for their application for listing.

      Derived from DFSA RMI315/2021 (Made 30th June 2021). [VER25/10-21]