Entire Section

  • 2021

    • RMI 317/2021 Islamic Finance Rules (IFR) Rule-Making Instrument (No. 317) 2021

      Click here to view the Rulemaking Instrument in PDF format.

      The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

      Commencement:

      (1) This instrument is made on 30 June 2021 and shall come into force on the date the DIFC Laws Amendment Law, DIFC Law No. 6 of 2021 comes into force.

      Amendments to Modules:

      (2) The Islamic Finance Rules (IFR) module – (IFR/VER17/04-21) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference – (IFR/VER18/10-21).

      Citation

      (3) This instrument may be cited as the Islamic Finance Rules (No. 317) 2021.
      (4) Appendix 1 to this instrument may be cited as the Islamic Finance Rules or IFR.

      By Order of the Board

      Fadel Al Ali
      Chairman
                Bryan Stirewalt
      Chief Executive

      30 June 2021

      RMI 317/2021

    • RMI 316/2021 Glossary Module (GLO) Rule-Making Instrument (No. 316) 2021

      Click here to view the Rulemaking Instrument in PDF format.

      The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

      Commencement:

      (1) This instrument is made on 30 June 2021 and shall come into force on the date the DIFC Laws Amendment Law, DIFC Law No. 6 of 2021 comes into force.

      Amendments to Modules:

      (2) The Glossary Module (GLO) – (GLO/VER52/09-21) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference – (GLO/VER53/10-21).

      Citation

      (3) This instrument may be cited as the Glossary Module Rule-making Instrument (No. 316) 2021.
      (4) Appendix 1 to this instrument may be cited as the Glossary Module or GLO.

      By Order of the Board

      Fadel Al Ali
      Chairman
                Bryan Stirewalt
      Chief Executive

      30 June 2021

      RMI 316/2021

    • RMI 315/2021 Fees Module (FER) Rule-Making Instrument (No. 315) 2021

      Click here to view the Rulemaking Instrument in PDF format.

      The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

      Commencement:

      (1) This instrument is made on 30 June 2021 and shall come into force on the date the DIFC Laws Amendment Law, DIFC Law No. 6 of 2021 comes into force.

      Amendments to Modules:

      (2) The Fees Module (FER) – (FER/VER24/11-20) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference – (FER/VER25/10-21).

      Citation

      (3) This instrument may be cited as the Fees Module Rule-making Instrument (No. 315) 2021.
      (4) Appendix 1 to this instrument may be cited as the Fees Module or FER.

      By Order of the Board

      Fadel Al Ali
      Chairman
                Bryan Stirewalt
      Chief Executive

      30 June 2021

      RMI 315/2021

    • RMI 314/2021 Collective Investment Rules (CIR) Rule-Making Instrument (No. 314) 2021

      Click here to view the Rulemaking Instrument in PDF format.

      The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

      Commencement:

      (1) This instrument is made on 30 June 2021 and shall come into force on the date the DIFC Laws Amendment Law, DIFC Law No. 6 of 2021 comes into force.

      Amendments to Modules:

      (2) The Collective Investment Rules (CIR) module – (CIR/VER/31/09-21) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference – (CIR/VER/32/10-21).

      Citation:

      (3) This instrument may be cited as the Collective Investment Rules Rule-making Instrument (No. 314) 2021.
      (4) Appendix 1 to this instrument may be cited as the Collective Investment Rules or CIR.

      By Order of the Board

      Fadel Al Ali
      Chairman
                Bryan Stirewalt
      Chief Executive

      30 June 2021

      RMI 314/2021

    • RMI 313/2021 Markets Rules (MKT) Rule-Making Instrument (No. 313) 2021

      Click here to view the Rulemaking Instrument in PDF format.

      The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

      Commencement:

      (1) This instrument is made on 30 June 2021 and shall come into force on the date the DIFC Laws Amendment Law, DIFC Law No. 6 of 2021 comes into force.

      Amendments to Modules:

      (2) The Markets Rules (MKT) module – (MKT/VER17/04-21) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference – (MKT/VER18/10-21).

      Citation:

      (3) This instrument may be cited as the Markets Rules Rule-making Instrument (No. 313) 2021.
      (4) Appendix 1 to this instrument may be cited as the Markets Rules or MKT.

      By Order of the Board

      Fadel Al Ali
      Chairman
                Bryan Stirewalt
      Chief Executive

      30 June 2021

      RMI 313/2021

    • RMI 312/2021 Prudential – Investment, Insurance Intermediation and Banking Business Module (PIB) Rule-Making Instrument (No. 312) 2021

      Click here to view the Rulemaking Instrument in PDF format.

      The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

      Commencement:

      (1) This instrument is made on 30 June 2021 and shall come into force on the date the DIFC Laws Amendment Law, DIFC Law No. 6 of 2021 comes into force.

      Amendments to Modules:

      (2) The Prudential – Investment, Insurance Intermediation and Banking Business Module (PIB) – (PIB/VER39/09-21) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference – (PIB/VER40/10-21).

      Citation

      (3) This instrument may be cited as the Prudential – Investment, Insurance Intermediation and Banking Business Module Rule-making Instrument (No. 312) 2021.
      (4) Appendix 1 to this instrument may be cited as the Prudential – Investment, Insurance Intermediation and Banking Business Module or PIB.

      By Order of the Board

      Fadel Al Ali
      Chairman
                Bryan Stirewalt
      Chief Executive

      30 June 2021

      RMI 312/2021

    • RMI 311/2021 Conduct of Business Module (COB) Rule-Making Instrument (No. 311) 2021

      Click here to view the Rulemaking Instrument in PDF format.

      The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

      Commencement:

      (1) This instrument is made on 30 June 2021 and shall come into force on the date the DIFC Laws Amendment Law, DIFC Law No. 6 of 2021 comes into force.

      Amendments to Modules:

      (2) The Conduct of Business Module (COB) – (COB VER38/09-21) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference – (COB VER39/10-21).

      Citation:

      (3) This instrument may be cited as the Conduct of Business Module Rule-making Instrument (No. 311) 2021.
      (4) Appendix 1 to this instrument may be cited as the Conduct of Business Module or COB.

      By Order of the Board

      Fadel Al Ali
      Chairman
                Bryan Stirewalt
      Chief Executive

      30 June 2021

      RMI 311/2021

    • RMI 310/2021 Authorised Market Institutions (AMI) Rule-Making Instrument (No. 310) 2021

      Click here to view the Rulemaking Instrument in PDF format.

      The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

      Commencement:

      (1) This instrument is made on 30 June 2021 and shall come into force on the date the DIFC Laws Amendment Law, DIFC Law No. 6 of 2021 comes into force.

      Amendments to Modules:

      (2) The Authorised Market Institutions (AMI) module – (AMI/VER19/04-21) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference – (AMI/VER20/10-21).

      Citation

      (3) This instrument may be cited as the Authorised Market Institutions Rule-making Instrument (No. 310) 2021.
      (4) Appendix 1 to this instrument may be cited as Authorised Market Institutions module or AMI.

      By Order of the Board

      Fadel Al Ali
      Chairman
                Bryan Stirewalt
      Chief Executive

      30 June 2021

      RMI 310/2021

    • RMI 309/2021 General Module (GEN) Rule-Making Instrument (No. 309) 2021

      Click here to view the Rulemaking Instrument in PDF format.

      The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

      Commencement:

      (1) This instrument is made on 30 June 2021 and shall come into force on the date the DIFC Laws Amendment Law, DIFC Law No. 6 of 2021 comes into force.

      Amendments to Modules:

      (2) The General Module (GEN) – (GEN/VER52/09-21) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference – (GEN/VER53/10-21).

      Citation

      (3) This instrument may be cited as the General Module Rule-making Instrument (No. 309) 2021.
      (4) Appendix 1 to this instrument may be cited as the General Module or GEN.

      By Order of the Board

      Fadel Al Ali
      Chairman
                Bryan Stirewalt
      Chief Executive

      30 June 2021

      RMI 309/2021

    • RMI 308/2021 Collective Investment Rules Rule-making Instrument (No. 308) 2021

      Click here to view the Rulemaking Instrument in PDF format.

      The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

      Commencement:

      (1) This instrument is made on 30 June 2021 and shall come into force on 1 September 2021.

      Amendments to Modules:

      (2) The Collective Investment Rules (CIR) module – (CIR/VER/30/02-21) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference – (CIR/VER/31/09-21).

      Citation:

      (3) This instrument may be cited as the Collective Investment Rules Rule-making Instrument (No. 308) 2021.
      (4) Appendix 1 to this instrument may be cited as the Collective Investment Rules or CIR.

      By Order of the Board

      Fadel Al Ali
      Chairman
                Bryan Stirewalt
      Chief Executive

      30 June 2021

      RMI 308/2021

    • RMI 307/2021 Prudential – Investment, Insurance Intermediation and Banking Business Module Rule-making Instrument (No. 307) 2021

      Click here to view the Rulemaking Instrument in PDF format.

      The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

      Commencement:

      (1) This instrument is made on 30 June 2021 and shall come into force on 1 September 2021.

      Amendments to Modules:

      (2) The Prudential – Investment, Insurance Intermediation and Banking Business Module (PIB) – (PIB/VER38/04-21) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference – (PIB/VER39/09-21).

      Citation

      (3) This instrument may be cited as the Prudential – Investment, Insurance Intermediation and Banking Business Module Rule-making Instrument (No. 307) 2021.
      (4) Appendix 1 to this instrument may be cited as the Prudential – Investment, Insurance Intermediation and Banking Business Module or PIB.

      By Order of the Board

      Fadel Al Ali
      Chairman
                Bryan Stirewalt
      Chief Executive

      30 June 2021

      RMI 307/2021

    • RMI 306/2021 Anti-Money Laundering, Counter-Terrorist Financing and Sanctions Module Rule-making Instrument (No. 306) 2021

      Click here to view the Rulemaking Instrument in PDF format.

      The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

      Commencement:

      (1) This instrument is made on 30 June 2021 and shall come into force on 1 August 2021.

      Amendments to Modules:

      (2) The Anti-Money Laundering, Counter-Terrorist Financing and Sanctions Module (AML) – (AML/VER17/04-20) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference – (AML/VER18/09-21).

      Citation:

      (3) This instrument may be cited as the Anti-Money Laundering, Counter-Terrorist Financing and Sanctions Module Rule-making Instrument (No. 306) 2021.
      (4) Appendix 1 to this instrument may be cited as the Anti-Money Laundering, Counter-Terrorist Financing and Sanctions Module or AML.

      By Order of the Board

      Fadel Al Ali
      Chairman
                Bryan Stirewalt
      Chief Executive

      30 June 2021

      RMI 306/2021

    • RMI 305/2021 General Module Rule-making Instrument (No. 305) 2021

      Click here to view the Rulemaking Instrument in PDF format.

      The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

      Commencement:

      (1) This instrument is made on 30 June 2021 and shall come into force on 1 September 2021.

      Amendments to Modules:

      (2) The General Module (GEN) – (GEN/VER51/04-21) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference – (GEN/VER52/09-21).

      Citation

      (3) This instrument may be cited as the General Module Rule-making Instrument (No. 305) 2021.
      (4) Appendix 1 to this instrument may be cited as the General Module or GEN.

      By Order of the Board

      Fadel Al Ali
      Chairman
                Bryan Stirewalt
      Chief Executive

      30 June 2021

      RMI 305/2021

    • RMI304/2021 Prudential – Investment, Insurance Intermediation and Banking Business Module (PIB) Rule-making Instrument (No. 304) 2021

      Click here to view the Rulemaking Instrument in PDF format.

      The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

      Commencement:

      (1) This instrument is made on 30 June 2021 and shall come into force on 1 September 2021.

      Amendments to Modules:

      (2) The Prudential – Investment, Insurance Intermediation and Banking Business Module (PIB) – (PIB/VER38/04-21) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference – (PIB/VER39/09-21).

      Citation

      (3) This instrument may be cited as the Prudential – Investment, Insurance Intermediation and Banking Business Module Rule-making Instrument (No. 304) 2021.
      (4) Appendix 1 to this instrument may be cited as the Prudential – Investment, Insurance Intermediation and Banking Business Module or PIB.

      By Order of the Board

      Fadel Al Ali
      Chairman
                Bryan Stirewalt
      Chief Executive

      30 June 2021

      RMI 304/2021

    • RMI303/2021 Glossary Module (GLO) Rule-Making Instrument (No. 303) 2021

      Click here to view the Rulemaking Instrument in PDF format.

      The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

      Commencement:

      (1) This instrument is made on 30 June 2021 and shall come into force on 1 September 2021.

      Amendments to Modules:

      (2) The Glossary Module (GLO) – (GLO/VER51/04-21) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference – (GLO/VER52/09-21).

      Citation

      (3) This instrument may be cited as the Glossary Module Rule-making Instrument (No. 303) 2021.
      (4) Appendix 1 to this instrument may be cited as the Glossary Module or GLO.

      By Order of the Board

      Fadel Al Ali
      Chairman
                Bryan Stirewalt
      Chief Executive

      30 June 2021

      RMI 303/2021

    • RMI302/2021 Conduct of Business Module (COB) Rule-Making Instrument (No. 302) 2021

      Click here to view the Rulemaking Instrument in PDF format.

      The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

      Commencement:

      (1) This instrument is made on 30 June 2021 and hall come into force on 1 September 2021.

      Amendments to Modules:

      (2) The Conduct of Business Module (COB) – (COB VER37/02-21) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference – (COB VER38/09-21).

      Citation:

      (3) This instrument may be cited as the Conduct of Business Module Rule-making Instrument (No. 302) 2021.
      (4) Appendix 1 to this instrument may be cited as the Conduct of Business Module or COB.

      By Order of the Board

      Fadel Al Ali
      Chairman
                Bryan Stirewalt
      Chief Executive

      30 June 2021

      RMI 302/2021

    • RMI301/2021 General Module (GEN) Rule-Making Instrument (No. 301) 2021

      Click here to view the Rulemaking Instrument in PDF format.

      The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

      Commencement:

      (1) This instrument is made on 30 June 2021 and shall come into force on 1 September 2021.

      Amendments to Modules:

      (2) The General Module (GEN) – (GEN/VER51/04-21) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference – (GEN/VER52/09-21).

      Citation

      (3) This instrument may be cited as the General Module Rule-making Instrument (No. 301) 2021.
      (4) Appendix 1 to this instrument may be cited as the General Module or GEN.

      By Order of the Board

      Fadel Al Ali
      Chairman
                Bryan Stirewalt
      Chief Executive

      30 June 2021

      RMI 301/2021

    • RMI 300/2021 Representative Office Module Rule-making Instrument (No. 300) 2021

      Click here to view the Rulemaking Instrument in PDF format.

      The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

      Commencement:

      (1) This instrument is made on 21 April 2021 and shall come into force on 1 September 2021.

      Amendments to Modules:

      (2) The Representative Office Module (REP) – (REP/VER10/04-18) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference – (REP/VER11/09-21).

      Citation

      (3) This instrument may be cited as the Representative Office Module Rulemaking Instrument (No. 300) 2021.
      (4) Appendix 1 to this instrument may be cited as the Representative Office Module or REP.

      By Order of the Board

      Saeb Eigner
      Chairman
                Bryan Stirewalt
      Chief Executive

      21 April 2021

      RMI 300/2021

    • RMI 299/2021 Conduct of Business Module Rule-making Instrument (No. 299) 2021

      Click here to view the Rulemaking Instrument in PDF format.

      The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

      Commencement:

      (1) This instrument is made on 21 April 2021 and hall come into force on 1 September 2021.

      Amendments to Modules:

      (2) The Conduct of Business Module (COB) – (COB VER37/02-21) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference – (COB VER38/09-21).

      Citation:

      (3) This instrument may be cited as the Conduct of Business Module Rulemaking Instrument (No. 299) 2021.
      (4) Appendix 1 to this instrument may be cited as the Conduct of Business Module or COB.

      By Order of the Board

      Saeb Eigner
      Chairman
                Bryan Stirewalt
      Chief Executive

      21 April 2021

      RMI 299/2021

    • RMI 298/2021 Glossary Module (GLO) Rule-Making Instrument (No. 298) 2021

      Click here to view the Rulemaking Instrument in PDF format.

      The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

      Commencement:

      (1) This instrument is made on 21 April 2021 and shall come into force on 1 September 2021.

      Amendments to Modules:

      (2) The Glossary Module (GLO) – (GLO/VER51/04-21) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference – (GLO/VER52/09-21).

      Citation

      (3) This instrument may be cited as the Glossary Module Rule-making Instrument (No. 298) 2021.
      (4) Appendix 1 to this instrument may be cited as the Glossary Module or GLO.

      By Order of the Board

      Saeb Eigner
      Chairman
                Bryan Stirewalt
      Chief Executive

      21 April 2021

      RMI 298/2021

    • RMI 297/2021 General Module (GEN) Rule-Making Instrument (No. 297) 2021

      Click here to view the Rulemaking Instrument in PDF format.

      The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

      Commencement:

      (1) This instrument is made on 21 April 2021 and shall come into force on 1 September 2021.

      Amendments to Modules:

      (2) The General Module (GEN) – (GEN/VER51/04-21) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference – (GEN/VER52/09-21).

      Citation

      (3) This instrument may be cited as the General Module Rule-making Instrument (No. 297) 2021.
      (4) Appendix 1 to this instrument may be cited as the General Module or GEN.

      By Order of the Board

      Saeb Eigner
      Chairman
                Bryan Stirewalt
      Chief Executive

      21 April 2021

      RMI 297/2021

    • RMI296/2021 Prudential – Insurance Business Module (PIN) Rule-Making Instrument (No. 296) 2021

      Click here to view the Rulemaking Instrument in PDF format.

      The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

      Commencement:

      (1) This instrument is made on 24 February 2021 and shall come into force on 1 April 2021.

      Amendments to Modules:

      (2) The Prudential – Insurance Business Module (PIN) – (PIN VER16/04-20) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference – (PIN VER17/04-21).

      Citation:

      (3) This instrument may be cited as the Prudential – Insurance Business Module Rule-making Instrument (No. 296) 2021.
      (4) Appendix 1 to this instrument may be cited as the Prudential – Insurance Business Module or PIN.

      By Order of the Board

      Saeb Eigner
      Chairman
                Bryan Stirewalt
      Chief Executive

      24 February 2021

      RMI 296/2020

    • RMI295/2021 Glossary Module (GLO) Rule-Making Instrument (No. 295) 2021

      Click here to view the Rulemaking Instrument in PDF format.

      The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

      Commencement:

      (1) This instrument is made on 24 February 2021 and shall come into force on 1 April 2021.

      Amendments to Modules:

      (2) The Glossary Module (GLO) – (GLO/VER49/02-21) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference – (GLO/VER50/04-21).

      Citation

      (3) This instrument may be cited as the Glossary Module Rule-making Instrument (No. 295) 2021.
      (4) Appendix 1 to this instrument may be cited as the Glossary Module or GLO.

      By Order of the Board

      Saeb Eigner
      Chairman
                Bryan Stirewalt
      Chief Executive

      24 February 2021

      RMI 295/2020

    • RMI294/2021 Islamic Finance Rules (IFR) Rule-Making Instrument (No. 294) 2021

      Click here to view the Rulemaking Instrument in PDF format.

      The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

      Commencement:

      (1) This instrument is made on 24 February 2021 and shall come into force on 1 April 2021.

      Amendments to Modules:

      (2) The Islamic Finance Rules (IFR) module – (IFR/VER16/02-21) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference – (IFR/VER17/04-21).

      Citation

      (3) This instrument may be cited as the Islamic Finance Rules (No. 294) 2021.
      (4) Appendix 1 to this instrument may be cited as the Islamic Finance Rules or IFR.

      By Order of the Board

      Saeb Eigner
      Chairman
                Bryan Stirewalt
      Chief Executive

      24 February 2021

      RMI 294/2020

    • RMI293/2021 Prudential – Investment, Insurance Intermediation and Banking Business Module (PIB) Rule-Making Instrument (No. 293) 2021

      Click here to view the Rulemaking Instrument in PDF format.

      The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

      Commencement:

      (1) This instrument is made on 24 February 2021 and shall come into force on 1 April 2021.

      Amendments to Modules:

      (2) The Prudential – Investment, Insurance Intermediation and Banking Business Module (PIB) – (PIB/VER37/11-20) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference – (PIB/VER38/04-21).

      Citation

      (3) This instrument may be cited as the Prudential – Investment, Insurance Intermediation and Banking Business Module Rule-making Instrument (No. 293) 2021.
      (4) Appendix 1 to this instrument may be cited as the Prudential – Investment, Insurance Intermediation and Banking Business Module or PIB.

      By Order of the Board

      Saeb Eigner
      Chairman
                Bryan Stirewalt
      Chief Executive

      24 February 2021

      RMI 293/2020