Entire Section

  • 2021

    • RMI304/2021 Prudential – Investment, Insurance Intermediation and Banking Business Module (PIB) Rule-making Instrument (No. 304) 2021

      Click here to view the Rulemaking Instrument in PDF format.

      The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

      Commencement:

      (1) This instrument is made on 30 June 2021 and shall come into force on 1 August 2021.

      Amendments to Modules:

      (2) The Prudential – Investment, Insurance Intermediation and Banking Business Module (PIB) – (PIB/VER38/04-21) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference – (PIB/VER39/08-21).

      Citation

      (3) This instrument may be cited as the Prudential – Investment, Insurance Intermediation and Banking Business Module Rule-making Instrument (No. 304) 2021.
      (4) Appendix 1 to this instrument may be cited as the Prudential – Investment, Insurance Intermediation and Banking Business Module or PIB.

      By Order of the Board

      Fadel Al Ali
      Chairman
                Bryan Stirewalt
      Chief Executive

      30 June 2021

      RMI 304/2021

    • RMI303/2021 Glossary Module (GLO) Rule-Making Instrument (No. 303) 2021

      Click here to view the Rulemaking Instrument in PDF format.

      The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

      Commencement:

      (1) This instrument is made on 30 June 2021 and shall come into force on 1 August 2021.

      Amendments to Modules:

      (2) The Glossary Module (GLO) – (GLO/VER51/04-21) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference – (GLO/VER52/08-21).

      Citation

      (3) This instrument may be cited as the Glossary Module Rule-making Instrument (No. 303) 2021.
      (4) Appendix 1 to this instrument may be cited as the Glossary Module or GLO.

      By Order of the Board

      Fadel Al Ali
      Chairman
                Bryan Stirewalt
      Chief Executive

      30 June 2021

      RMI 303/2021

    • RMI302/2021 Conduct of Business Module (COB) Rule-Making Instrument (No. 302) 2021

      Click here to view the Rulemaking Instrument in PDF format.

      The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

      Commencement:

      (1) This instrument is made on 30 June 2021 and hall come into force on 1 August 2021.

      Amendments to Modules:

      (2) The Conduct of Business Module (COB) – (COB VER37/02-21) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference – (COB VER38/08-21).

      Citation:

      (3) This instrument may be cited as the Conduct of Business Module Rule-making Instrument (No. 302) 2021.
      (4) Appendix 1 to this instrument may be cited as the Conduct of Business Module or COB.

      By Order of the Board

      Fadel Al Ali
      Chairman
                Bryan Stirewalt
      Chief Executive

      30 June 2021

      RMI 302/2021

    • RMI301/2021 General Module (GEN) Rule-Making Instrument (No. 301) 2021

      Click here to view the Rulemaking Instrument in PDF format.

      The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

      Commencement:

      (1) This instrument is made on 30 June 2021 and shall come into force on 1 August 2021.

      Amendments to Modules:

      (2) The General Module (GEN) – (GEN/VER51/04-21) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference – (GEN/VER52/08-21).

      Citation

      (3) This instrument may be cited as the General Module Rule-making Instrument (No. 301) 2021.
      (4) Appendix 1 to this instrument may be cited as the General Module or GEN.

      By Order of the Board

      Fadel Al Ali
      Chairman
                Bryan Stirewalt
      Chief Executive

      30 June 2021

      RMI 301/2021

    • RMI296/2021 Prudential – Insurance Business Module (PIN) Rule-Making Instrument (No. 296) 2021

      Click here to view the Rulemaking Instrument in PDF format.

      The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

      Commencement:

      (1) This instrument is made on 24 February 2021 and shall come into force on 1 April 2021.

      Amendments to Modules:

      (2) The Prudential – Insurance Business Module (PIN) – (PIN VER16/04-20) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference – (PIN VER17/04-21).

      Citation:

      (3) This instrument may be cited as the Prudential – Insurance Business Module Rule-making Instrument (No. 296) 2021.
      (4) Appendix 1 to this instrument may be cited as the Prudential – Insurance Business Module or PIN.

      By Order of the Board

      Saeb Eigner
      Chairman
                Bryan Stirewalt
      Chief Executive

      24 February 2021

      RMI 296/2020

    • RMI295/2021 Glossary Module (GLO) Rule-Making Instrument (No. 295) 2021

      Click here to view the Rulemaking Instrument in PDF format.

      The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

      Commencement:

      (1) This instrument is made on 24 February 2021 and shall come into force on 1 April 2021.

      Amendments to Modules:

      (2) The Glossary Module (GLO) – (GLO/VER49/02-21) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference – (GLO/VER50/04-21).

      Citation

      (3) This instrument may be cited as the Glossary Module Rule-making Instrument (No. 295) 2021.
      (4) Appendix 1 to this instrument may be cited as the Glossary Module or GLO.

      By Order of the Board

      Saeb Eigner
      Chairman
                Bryan Stirewalt
      Chief Executive

      24 February 2021

      RMI 295/2020

    • RMI294/2021 Islamic Finance Rules (IFR) Rule-Making Instrument (No. 294) 2021

      Click here to view the Rulemaking Instrument in PDF format.

      The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

      Commencement:

      (1) This instrument is made on 24 February 2021 and shall come into force on 1 April 2021.

      Amendments to Modules:

      (2) The Islamic Finance Rules (IFR) module – (IFR/VER16/02-21) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference – (IFR/VER17/04-21).

      Citation

      (3) This instrument may be cited as the Islamic Finance Rules (No. 294) 2021.
      (4) Appendix 1 to this instrument may be cited as the Islamic Finance Rules or IFR.

      By Order of the Board

      Saeb Eigner
      Chairman
                Bryan Stirewalt
      Chief Executive

      24 February 2021

      RMI 294/2020

    • RMI293/2021 Prudential – Investment, Insurance Intermediation and Banking Business Module (PIB) Rule-Making Instrument (No. 293) 2021

      Click here to view the Rulemaking Instrument in PDF format.

      The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

      Commencement:

      (1) This instrument is made on 24 February 2021 and shall come into force on 1 April 2021.

      Amendments to Modules:

      (2) The Prudential – Investment, Insurance Intermediation and Banking Business Module (PIB) – (PIB/VER37/11-20) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference – (PIB/VER38/04-21).

      Citation

      (3) This instrument may be cited as the Prudential – Investment, Insurance Intermediation and Banking Business Module Rule-making Instrument (No. 293) 2021.
      (4) Appendix 1 to this instrument may be cited as the Prudential – Investment, Insurance Intermediation and Banking Business Module or PIB.

      By Order of the Board

      Saeb Eigner
      Chairman
                Bryan Stirewalt
      Chief Executive

      24 February 2021

      RMI 293/2020