Entire Section

  • 2020

    • RMI292/2020 Glossary Module (GLO) Rule-Making Instrument (No. 292) 2020

      Click herehere to view the Rulemaking Instrument in PDF format.

      The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

      Commencement:

      (1) This instrument is made on 16 December 2020 and shall come into force on 1 February 2021.

      Amendments to Modules:

      (2) The Glossary Module (GLO) – (GLO/VER48/11-20) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference – (GLO/VER49/02-21).

      Citation

      (3) This instrument may be cited as the Glossary Module Rule-making Instrument (No. 292) 2020.
      (4) Appendix 1Appendix 1 to this instrument may be cited as the Glossary Module or GLO.

      By Order of the Board

      Saeb Eigner
      Chairman
                Bryan Stirewalt
      Chief Executive

      16 December 2020

      RMI 292/2020

    • RMI291/2020 Collective Investment Rules (CIR) Rule-Making Instrument (No. 291) 2020

      Click herehere to view the Rulemaking Instrument in PDF format.

      The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

      Commencement:

      (1) This instrument is made on 16 December 2020 and shall come into force on 1 February 2021.

      Amendments to Modules:

      (2) The Collective Investment Rules (CIR) module – (CIR/VER/29/11-20) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference – (CIR/VER/30/02-21).

      Citation:

      (3) This instrument may be cited as the Collective Investment Rules Rule-making Instrument (No. 291) 2020.
      (4) Appendix 1Appendix 1 to this instrument may be cited as the Collective Investment Rules or CIR.

      By Order of the Board

      Saeb Eigner
      Chairman
                Bryan Stirewalt
      Chief Executive

      16 December 2020

      RMI 291/2020

    • RMI290/2020 Islamic Finance Rules (IFR) Rule-Making Instrument (No. 290) 2020

      Click herehere to view the Rulemaking Instrument in PDF format.

      The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

      Commencement:

      (1) This instrument is made on 16 December 2020 and shall come into force on 1 February 2021.

      Amendments to Modules:

      (2) The Islamic Finance Rules (IFR) module – (IFR/VER15/04-20) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference – (IFR/VER16/02-21).

      Citation

      (3) This instrument may be cited as the Islamic Finance Rules (No. 290) 2020.
      (4) Appendix 1Appendix 1 to this instrument may be cited as the Islamic Finance Rules or IFR.

      By Order of the Board

      Saeb Eigner
      Chairman
                Bryan Stirewalt
      Chief Executive

      16 December 2020

      RMI 290/2020

    • RMI289/2020 Conduct of Business Module (COB) Rule-Making Instrument (No. 289) 2020

      Click herehere to view the Rulemaking Instrument in PDF format.

      The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

      Commencement:

      (1) This instrument is made on 16 December 2020 and hall come into force on 1 February 2021.

      Amendments to Modules:

      (2) The Conduct of Business Module (COB) – (COB VER36/04-20) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference – (COB VER37/02-21).

      Citation:

      (3) This instrument may be cited as the Conduct of Business Module Rulemaking Instrument (No. 289) 2020.
      (4) Appendix 1Appendix 1 to this instrument may be cited as the Conduct of Business Module or COB.

      By Order of the Board

      Saeb Eigner
      Chairman
                Bryan Stirewalt
      Chief Executive

      16 December 2020

      RMI 289/2020

    • RMI288/2020 General Module (GEN) Rule-Making Instrument (No. 288) 2020

      Click herehere to view the Rulemaking Instrument in PDF format.

      The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

      Commencement:

      (1) This instrument is made on 16 December 2020 and shall come into force on 1 February 2021.

      Amendments to Modules:

      (2) The General Module (GEN) – (GEN/VER49/11-20) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference – (GEN/VER50/02-21).

      Citation

      (3) This instrument may be cited as the General Module Rule-making Instrument (No. 288) 2020.
      (4) Appendix 1Appendix 1 to this instrument may be cited as the General Module or GEN.

      By Order of the Board

      Saeb Eigner
      Chairman
                Bryan Stirewalt
      Chief Executive

      16 December 2020

      RMI 288/2020

    • RMI287/2020 Authorised Market Institutions Module (AMI) Rule-Making Instrument (No. 287) 2020

      Click here to view the Rulemaking Instrument in PDF format.

      The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

      Commencement:

      (1) This instrument is made on 16 December 2020 and shall come into force on the date the Regulatory Law Amendment Law, DIFC Law No. 1 of 2021 comes into force.

      Amendments to Modules:

      (2) The Authorised Market Institutions (AMI) module – (AMI/VER18/02-17) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference – (AMI/VER19/04-21).

      Citation

      (3) This instrument may be cited as the Authorised Market Institutions Rulemaking Instrument (No.287) 2020.
      (4) Appendix 1 to this instrument may be cited as Authorised Market Institutions module or AMI.

      By Order of the Board

      Saeb Eigner
      Chairman
                Bryan Stirewalt
      Chief Executive

      16 December 2020

      RMI287/2020

    • RMI 286/2020 Markets Rules (MKT) Rule-Making Istrument (No. 286) 2020

      Click here to view the Rulemaking Instrument in PDF format.

      The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

      Commencement:

      (1) This instrument is made on 16 December 2020 and shall come into force on the date the Regulatory Law Amendment Law, DIFC Law No. 1 of 2021 comes into force.

      Amendments to Modules:

      (2) The Markets Rules (MKT) module – (MKT/VER16/04-20) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference – (MKT/VER17/04-21).

      Citation:

      (3) This instrument may be cited as the Markets Rules Rule-making Instrument (No. 286) 2020.
      (4) Appendix 1 to this instrument may be cited as the Markets Rules or MKT.

      By Order of the Board

      Saeb Eigner
      Chairman
                Bryan Stirewalt
      Chief Executive

      16 December 2020

      RMI 286/2020

    • RMI 285/2020 GENERAL MODULE (GEN) RULE-MAKING INSTRUMENT (No. 285) 2020

      Click here to view the Rulemaking Instrument in PDF format.

      The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

      Commencement:

      (1) This instrument is made on 16 December 2020 and shall come into force on the date the Regulatory Law Amendment Law, DIFC Law No. 1 of 2021 comes into force.

      Amendments to Modules:

      (2) The General Module (GEN) – (GEN/VER50/02-21) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference – (GEN/VER51/04-21).

      Citation

      (3) This instrument may be cited as the General Module Rule-making Instrument (No. 285) 2020.
      (4) Appendix 1 to this instrument may be cited as the General Module or GEN.

      By Order of the Board

      Saeb Eigner
      Chairman
                Bryan Stirewalt
      Chief Executive

      16 December 2020

      RMI 285/2020

    • RMI 284/2020 Glossary Module (GLO) Rule-Making Instrument (No. 284) 2020

      Click here to view the Rulemaking Instrument in PDF format.

      The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

      Commencement:

      (1) This instrument is made on 16 December 2020 and shall come into force on the date the Regulatory Law Amendment Law, DIFC Law No. 1 of 2021 comes into force.

      Amendments to Modules:

      (2) The Glossary Module (GLO) – (GLO/VER50/04-21) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference – (GLO/VER51/04-21).

      Citation

      (3) This instrument may be cited as the Glossary Module Rule-making Instrument (No. 284) 2020.
      (4) Appendix 1 to this instrument may be cited as the Glossary Module or GLO.

      By Order of the Board

      Saeb Eigner
      Chairman
                Bryan Stirewalt
      Chief Executive

      16 December 2020

      RMI 284/2020

    • RMI 283/2020 Recovery And Resolution (RAR) Rule-Making Instrument (No. 283) 2020

      Click here to view the Rulemaking Instrument in PDF format.

      The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

      Commencement:

      (1) This instrument is made on 16 December 2020 and shall come into force on the date the Regulatory Law Amendment Law, DIFC Law No. 1 of 2021 comes into force.

      Citation

      (2) The Recovery and Resolution Rulebook (RAR) module in Appendix 1 to this instrument may be identified by the following reference – (RAR/VER1/04-21).
      (3) This instrument may be cited as the Recovery and Resolution Rule-making Instrument (No. 283) 2020.
      (4) Appendix 1 to this instrument may be cited as the Recovery and Resolution Rulebook or RAR.

      By Order of the Board

      Saeb Eigner
      Chairman
                Bryan Stirewalt
      Chief Executive

      16 December 2020

      RMI 283/2020

    • RMI282/2020 Fees Module (FER) Rule-Making Instrument (No. 282) 2020

      Click herehere to view the Rulemaking Instrument in PDF format.

      The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

      Commencement:

      (1) This instrument is made on 28 October 2020 and shall come into force on 1 November 2020.

      Amendments to Modules:

      (2) The Fees Module (FER) – (FER/VER23/04-20) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference – (FER/VER24/11-20).

      Citation

      (3) This instrument may be cited as the Fees Module Rule-making Instrument (No. 282) 2020.
      (4) Appendix 1Appendix 1 to this instrument may be cited as the Fees Module or FER.

      By Order of the Board

      Saeb Eigner
      Chairman
                Bryan Stirewalt
      Chief Executive

      28 October 2020

      RMI 282/2020

    • RMI281/2020 Prudential – Investment, Insurance Intermediation and Banking Business Module (PIB) Rule-Making Instrument (No. 281) 2020

      Click herehere to view the Rulemaking Instrument in PDF format.

      The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

      Commencement:

      (1) This instrument is made on 28 October 2020 and shall come into force on 1 November 2020.

      Amendments to Modules:

      (2) The Prudential – Investment, Insurance Intermediation and Banking Business Module (PIB) – (PIB/VER36/04-20) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference – (PIB/VER37/11-20).

      Citation

      (3) This instrument may be cited as the Prudential – Investment, Insurance Intermediation and Banking Business Module Rule-making Instrument (No. 281) 2020.
      (4) Appendix 1Appendix 1 to this instrument may be cited as the Prudential – Investment, Insurance Intermediation and Banking Business Module or PIB.

      By Order of the Board

      Saeb Eigner
      Chairman
                Bryan Stirewalt
      Chief Executive

      28 October 2020

      RMI 281/2020

    • RMI280/2020 Glossary Module (GLO) Rule-Making Instrument (No. 280) 2020

      Click herehere to view the Rulemaking Instrument in PDF format.

      The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

      Commencement:

      (1) This instrument is made on 28 October 2020 and shall come into force on 1 November 2020.

      Amendments to Modules:

      (2) The Glossary Module (GLO) – (GLO/VER47/04-20) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference – (GLO/VER48/11-20).

      Citation

      (3) This instrument may be cited as the Glossary Module Rule-making Instrument (No. 280) 2020.
      (4) Appendix 1Appendix 1 to this instrument may be cited as the Glossary Module or GLO.

      By Order of the Board

      Saeb Eigner
      Chairman
                Bryan Stirewalt
      Chief Executive

      28 October 2020

      RMI 280/2020

    • RMI279/2020 Collective Investment Rules (CIR) Rule-Making Instrument (No. 279) 2020

      Click herehere to view the Rulemaking Instrument in PDF format.

      The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

      Commencement:

      (1) This instrument is made on 28 October 2020 and shall come into force on 1 November 2020.

      Amendments to Modules:

      (2) The Collective Investment Rules (CIR) module – (CIR/VER/28/04-20) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference – (CIR/VER/29/11-20).

      Citation

      (3) This instrument may be cited as the Collective Investment Rules Rule-making Instrument (No. 279) 2020.
      (4) Appendix 1Appendix 1 to this instrument may be cited as the Collective Investment Rules or CIR.

      By Order of the Board

      Saeb Eigner
      Chairman
                Bryan Stirewalt
      Chief Executive

      28 October 2020

      RMI 279/2020

    • RMI278/2020 General Module (GEN) Rule-Making Instrument (No. 278) 2020

      Click herehere to view the Rulemaking Instrument in PDF format.

      The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

      Commencement:

      (1) This instrument is made on 28 October 2020 and shall come into force on 1 November 2020.

      Amendments to Modules:

      (2) The General Module (GEN) – (GEN/VER48/04-20) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference – (GEN/VER49/11-20).

      Citation

      (3) This instrument may be cited as the General Module Rule-making Instrument (No. 278) 2020.
      (4) Appendix 1Appendix 1 to this instrument may be cited as the General Module or GEN.

      By Order of the Board

      Saeb Eigner
      Chairman
                Bryan Stirewalt
      Chief Executive

      28 October 2020

      RMI 278/2020

    • RMI277/2020 Prudential – Insurance Business Module (PIN) Rule-Making Instrument (No. 277) 2020

      Click herehere to view the Rulemaking Instrument in PDF format.

      The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

      Commencement:

      (1) This instrument is made on 26 February 2020 and shall come into force on 1 April 2020.

      Amendments to Modules:

      (2) The Prudential – Insurance Business Module (PIN) – (PIN VER15/01-18) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference – (PIN VER16/04-20).

      Citation:

      (3) This instrument may be cited as the Prudential – Insurance Business Module Rule-making Instrument (No. 277) 2020.
      (4) Appendix 1Appendix 1 to this instrument may be cited as the Prudential – Insurance Business Module or PIN.

      By Order of the Board

      Saeb Eigner
      Chairman
                Bryan Stirewalt
      Chief Executive

      26 February 2020

      RMI 277/2020

    • RMI276/2020 Takeover Rules Module (TKO) Rule-Making Instrument (No. 276) 2020

      Click herehere to view the Rulemaking Instrument in PDF format.

      The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

      Commencement:

      (1) This instrument is made on 26 February 2020 and shall come into force on 1 April 2020.

      Amendments to Modules:

      (2) The Takeover Rules Module (TKO) – (TKO/VER07/02-16) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference – (TKO/VER08/04-20)

      Citation

      (3) This instrument may be cited as the Takeover Rules Module Rule-making Instrument (No. 276) 2020.
      (4) Appendix 1Appendix 1 to this instrument may be cited as the Takeover Rules Module or TKO.

      By Order of the Board

      Saeb Eigner
      Chairman
                Bryan Stirewalt
      Chief Executive

      26 February 2020

      RMI 276/2020

    • RMI275/2020 Collective Investment Rules (CIR) Rule-Making Instrument (No. 275) 2020

      Click herehere to view the Rulemaking Instrument in PDF format.

      The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

      Commencement:

      (1) This instrument is made on 26 February 2020 and shall come into force on 1 April 2020.

      Amendments to Modules:

      (2) The Collective Investment Rules (CIR) module – (CIR/VER/27/01-20) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference – (CIR/VER/28/04-20).

      Citation:

      (3) This instrument may be cited as the Collective Investment Rules Rule-making Instrument (No. 275) 2020.
      (4) Appendix 1Appendix 1 to this instrument may be cited as the Collective Investment Rules or CIR.

      By Order of the Board

      Saeb Eigner
      Chairman
                Bryan Stirewalt
      Chief Executive

      26 February 2020

      RMI 275/2020

    • RMI274/2020 Islamic Finance Rules (IFR) Rule-Making Instrument (No. 274) 2020

      Click herehere to view the Rulemaking Instrument in PDF format.

      The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

      Commencement:

      (1) This instrument is made on 26 February 2020 and shall come into force on 1 April 2020.

      Amendments to Modules:

      (2) The Islamic Finance Rules (IFR) module – (IFR/VER14/12-19) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference – (IFR/VER15/04-20).

      Citation

      (3) This instrument may be cited as the Islamic Finance Rules (No. 274) 2020.
      (4) Appendix 1Appendix 1 to this instrument may be cited as the Islamic Finance Rules or IFR.

      By Order of the Board

      Saeb Eigner
      Chairman
                Bryan Stirewalt
      Chief Executive

      26 February 2020

      RMI 274/2020

    • RMI273/2020 Markets Rules (MKT) Rule-Making Instrument (No. 273) 2020

      Click herehere to view the Rulemaking Instrument in PDF format.

      The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

      Commencement:

      (1) This instrument is made on 26 February 2020 and shall come into force on 1 April 2020.

      Amendments to Modules:

      (2) The Markets Rules (MKT) module – (MKT/VER15/07-19) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference – (MKT/VER16/04-20).

      Citation:

      (3) This instrument may be cited as the Markets Rules Rule-making Instrument (No. 273) 2020.
      (4) Appendix 1Appendix 1 to this instrument may be cited as the Markets Rules or MKT.

      By Order of the Board

      Saeb Eigner
      Chairman
                Bryan Stirewalt
      Chief Executive

      26 February 2020

      RMI 273/2020

    • RMI272/2020 Auditor Module (AUD) Rule-Making Instrument (No. 272) 2016

      Click herehere to view the Rulemaking Instrument in PDF format.

      The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

      Commencement:

      (1) This instrument is made on 26 February 2020 and shall come into force on 1 April 2020.

      Amendments to Modules:

      (2) The Auditor Module (AUD) – (AUD/VER03/02-17) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference – (AUD/VER04/04-20).

      Citation:

      (3) This instrument may be cited as the Auditor Module Rule-making Instrument (No. 272) 2020.
      (4) Appendix 1Appendix 1 to this instrument may be cited as Auditor Module or AUD.

      By Order of the Board

      Saeb Eigner
      Chairman
                Bryan Stirewalt
      Chief Executive

      26 February 2020

      RMI 272/2020

    • RMI271/2020 Anti-Money Laundering, Counter-Terrorist Financing and Sanctions Module (AML) Rule-Making Instrument (No. 271) 2020

      Click herehere to view the Rulemaking Instrument in PDF format.

      The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

      Commencement:

      (1) This instrument is made on 26 February 2020 and shall come into force on 1 April 2020.

      Amendments to Modules:

      (2) The Anti-Money Laundering, Counter-Terrorist Financing and Sanctions Module (AML) – (AML/VER16/07-19) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference – (AML/VER17/04-20).

      Citation:

      (3) This instrument may be cited as the Anti-Money Laundering, CounterTerrorist Financing and Sanctions Module Rule-making Instrument (No. 271) 2020.
      (4) Appendix 1Appendix 1 to this instrument may be cited as the Anti-Money Laundering, Counter-Terrorist Financing and Sanctions Module or AML.

      By Order of the Board

      Saeb Eigner
      Chairman
                Bryan Stirewalt
      Chief Executive

      26 February 2020

      RMI 271/2020

    • RMI270/2020 Prudential – Investment, Insurance Intermediation and Banking Business Module (PIB) Rule-Making Instrument (No. 270) 2020

      Click herehere to view the Rulemaking Instrument in PDF format.

      The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

      Commencement:

      (1) This instrument is made on 26 February 2020 and shall come into force on 1 April 2020.

      Amendments to Modules:

      (2) The Prudential – Investment, Insurance Intermediation and Banking Business Module (PIB) – (PIB/VER35/01-20) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference – (PIB/VER36/04-20).

      Citation

      (3) This instrument may be cited as the Prudential – Investment, Insurance Intermediation and Banking Business Module Rule-making Instrument (No. 270) 2020.
      (4) Appendix 1Appendix 1 to this instrument may be cited as the Prudential – Investment, Insurance Intermediation and Banking Business Module or PIB.

      By Order of the Board

      Saeb Eigner
      Chairman
                Bryan Stirewalt
      Chief Executive

      26 February 2020

      RMI 270/2020

    • RMI269/2020 Glossary Module (GLO) Rule-Making Instrument (No. 269) 2020

      Click herehere to view the Rulemaking Instrument in PDF format.

      The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

      Commencement:

      (1) This instrument is made on 26 February 2020 and shall come into force on 1 April 2020.

      Amendments to Modules:

      (2) The Glossary Module (GLO) – (GLO/VER46/01-20) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference – (GLO/VER47/04-20).

      Citation

      (3) This instrument may be cited as the Glossary Module Rule-making Instrument (No. 269) 2020.
      (4) Appendix 1Appendix 1 to this instrument may be cited as the Glossary Module or GLO.

      By Order of the Board

      Saeb Eigner
      Chairman
                Bryan Stirewalt
      Chief Executive

      26 February 2020

      RMI 269/2020

    • RMI268/2020 Fees Module (FER) Rule-Making Instrument (No. 268) 2020

      Click herehere to view the Rulemaking Instrument in PDF format.

      The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

      Commencement:

      (1) This instrument is made on 26 February 2020 and shall come into force on 1 April 2020.

      Amendments to Modules:

      (2) The Fees Module (FER) – (FER/VER22/01-20) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference – (FER/VER23/04-20).

      Citation

      (3) This instrument may be cited as the Fees Module Rule-making Instrument (No. 268) 2020.
      (4) Appendix 1Appendix 1 to this instrument may be cited as the Fees Module or FER.

      By Order of the Board

      Saeb Eigner
      Chairman
                Bryan Stirewalt
      Chief Executive

      26 February 2020

      RMI 268/2020

    • RMI267/2020 Conduct of Business Module (COB) Rule-Making Instrument (No. 267) 2020

      Click herehere to view the Rulemaking Instrument in PDF format.

      The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

      Commencement:

      (1) This instrument is made on 26 February 2020 and hall come into force on 1 April 2020.

      Amendments to Modules:

      (2) The Conduct of Business Module (COB) – (COB VER35/01-20) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference – (COB VER36/04-20).

      Citation:

      (3) This instrument may be cited as the Conduct of Business Module Rulemaking Instrument (No. 267) 2020.
      (4) Appendix 1Appendix 1 to this instrument may be cited as the Conduct of Business Module or COB.

      By Order of the Board

      Saeb Eigner
      Chairman
                Bryan Stirewalt
      Chief Executive

      26 February 2020

      RMI 267/2020

    • RMI266/2020 General Module (GEN) Rule-Making Instrument (No. 266) 2020

      Click herehere to view the Rulemaking Instrument in PDF format.

      The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

      Commencement:

      (1) This instrument is made on 26 February 2020 and shall come into force on 1 April 2020.

      Amendments to Modules:

      (2) The General Module (GEN) – (GEN/VER47/01-20) is repealed and replaced by Appendix 1 to this instrument and may be identified by the following reference – (GEN/VER48/04-20).

      Citation

      (3) This instrument may be cited as the General Module Rule-making Instrument (No. 266) 2020.
      (4) Appendix 1Appendix 1 to this instrument may be cited as the General Module or GEN.

      By Order of the Board

      Saeb Eigner
      Chairman
                Bryan Stirewalt
      Chief Executive

      26 February 2020

      RMI 266/2020