Entire Section

  • FPR 9.2 FPR 9.2 Inspections

    • FPR 9.2.1

      This section applies if the DFSA is the Home Regulator of a Passported Fund.

      Derived from RMI233/2019 (Made 20th February 2019). [VER1/02-19]

    • FPR 9.2.2

      Where the DFSA receives a request from a Host Regulator to carry out an onsite inspection in relation to a Passported Fund, the DFSA must, subject to FPR Rule 9.3.2, permit such inspection and accompany the Host Regulator during the on-site inspection.

      Derived from RMI233/2019 (Made 20th February 2019). [VER1/02-19]

    • FPR 9.2.3

      Prior to the inspection, the Host Regulator must provide to the DFSA:

      (a) information on the purpose of such a request and the names of officials from the Host Regulator that will be involved; and
      (b) copies of public and non-public documents and information in the Host Regulator's possession that may assist in any inquiry and that may be reasonably relevant.
      Derived from RMI233/2019 (Made 20th February 2019). [VER1/02-19]