Entire Section

  • FER 3.2.3 FER 3.2.3

    This is the table referred to in Rule 3.2.1(2)(b):

    Factor Amount
    Systemically Important Financial Institutions

    An Authorised Firm that meets both of the following conditions:
    (a) it is in prudential Category 1, 2 or 5 under PIB or it is an Insurer; and
    (b) it is part of a Group included on the list of global systemically important financial institutions published by the Financial Stability Board.
    An amount equal to 100% of the fee referred to in Rule 3.2.1(2)(a).
    DFSA is the consolidated or lead supervisor

    An Authorised Firm for which the DFSA acts as the consolidated prudential supervisor of its Financial Group or as a lead supervisor of part of its Group.


    An amount equal to 100% of the fee referred to in Rule 3.2.1(2)(a).
    Derived from DFSA RM207/2017 (Made 14th June 2017). [VER16/01-18]

    • FER 3.2.3 Guidance

      If both of the factors set out in the table to Rule 3.2.3 are applicable to an Authorised Firm, then the specified amounts are cumulative.

      Derived from DFSA RM207/2017 (Made 14th June 2017). [VER16/01-18]