Entire Section

  • FER 2.1.6 FER 2.1.6

    An applicant for a Licence must pay to the DFSA the following additional fee for an application for the following endorsements:

    (a) to act as a Trade Repository, $15,000;
    (b) to carry on a Financial Service with or for a Retail Client, $20,000;
    (c) to use a Fund Platform, $20,000.
    Derived from DFSA RM207/2017 (Made 14th June 2017). [VER16/01-18]
    [Added] DFSA RMI252/2019 (Made 18th December 2019). [VER21/12-19]

    • FER 2.1.6 Guidance

      Apart from the application fees specified for particular endorsements in Rules 2.1.2, 2.1.3, 2.1.5 and 2.1.6, fees are not payable for applications for other endorsements if made at the same time as an initial application for a Licence. However, if an application for an endorsement is made after a Licence has been granted, a fee will be payable – see for example Rule 2.2.5.

      Derived from DFSA RM207/2017 (Made 14th June 2017). [VER16/01-18]