Entire Section

  • Certain things not affected

    • GEN 10.3.9

      For the avoidance of doubt, re-classification under this section does not affect:

      (a) any condition or restriction imposed on a Licence before the commencement date;
      (b) the DFSA's ability to impose any condition or restriction on a Licence, or to withdraw or suspend an authorisation, after the commencement date;
      (c) the classification of a Client, any Client Agreement entered into with a Client, or any procedure adopted or action taken by an Authorised Firm before the commencement date, in respect of a Financial Service provided to a Client; or
      (d) any other right, remedy, privilege, obligation or liability arising in relation to the conduct of a Financial Service by an Authorised Firm before the commencement date.
      Derived DFSA RM184/2016 (Made 7th December 2016). [VER38/02-17]