Entire Section

  • Report not required for firms arranging custody

    • GEN 10.2.1

      An Authorised Firm which has an authorisation for Arranging Custody is not required, in relation to carrying on that Financial Service, to submit a Safe Custody Auditor's Report under GEN Rule 8.6.1(e) in respect of its financial years ending in 2016 or 2017, or any part of those financial years.

      Derived DFSA RM184/2016 (Made 7th December 2016). [VER38/02-17]