Entire Section
COB 7.1A COB 7.1A Table Illustrating the Application of the Rules in this Chapter
Guidance
Rule Insurer Insurance Intermediary Insurance Manager Section 7.1: Application and interpretation ✓ ✓ ✓ Section 7.1A: Table illustrating the application of Rules ✓ ✓ ✓ Section 7.2: Insurance business, management and intermediation restrictions ✓ ✓ (other than COB Rules 7.2.3, 7.2.4 and 7.2.5) ✓ (only COB Rules 7.2.2 and 7.2.6) Section 7.3: Communication of information and marketing material ✓ ✓ ✓ (other than COB Rule 7.3.1(3) Section 7.4: Client's duty of disclosure ✓ (other than COB Rules 7.4.2, 7.4.3) ✓ X Section 7.5: Authorised Firm's duty of disclosure ✓ (other than COB Rules 7.5.2 and 7.5.3) ✓ ✓ (other than COB Rule 7.5.3) Section 7.6: Disclosure of costs and remuneration ✓ ✓ ✓ (other than COB Rule 7.6.2) Section 7.7: Information about the proposed insurance ✓ ✓ X Section 7.8: Suitability ✓ ✓ X Section 7.9: Managing Conflicts of Interests X ✓ ✓ Section 7.10: Placement of Insurance X ✓ ✓ Section 7.11: Providing an ongoing service ✓ ✓ X Section 7.12: Insurance Monies X ✓ ✓
Derived from DFSA RM182/2016 (Made 19th June 2016) [VER27/08-16]