Entire Section
2016
RM196/2016 Anti-Money Laundering, Counter-Terrorist Financing and Sanctions Module (AML) Rule-making Instrument (No.196) 2016
Click herehere to view the Rulemaking Instrument in PDF format.
The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.
Commencement:
(1) This instrument is made on 7 December 2016 and shall come into force on 1 February 2017.Amendments to Modules:
(2) The Anti-Money Laundering, Counter-Terrorist Financing and Sanctions Module (AML) — (AML/VER12/08-16) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference — (AML/VER13/02-17).Citation:
(3) This instrument may be cited as the Anti-Money Laundering, CounterTerrorist Financing and Sanctions Module Rule-making Instrument (No.196) 2016.(4) Appendix 1Appendix 1 to this instrument may be cited as the Anti-Money Laundering, Counter-Terrorist Financing and Sanctions Module or AML.By Order of the Board
Saeb Eigner
ChairmanIan Johnston
Chief Executive7 December 2016
RMI196/2016RM195/2016 Collective Investment Rules (CIR) Rule-making Instrument (No.195) 2016
Click herehere to view the Rulemaking Instrument in PDF format.
The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.
Commencement:
(1) This instrument is made on 7 December 2016 and shall come into force on 1 February 2017.Amendments to Modules:
(2) The Collective Investment Rules (CIR) module — (CIR/VER21/04-16) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference — (CIR/VER22/02-17).Citation:
(3) This instrument may be cited as the Collective Investment Rules Rule-making Instrument (No.195) 2016.(4) Appendix 1Appendix 1 to this instrument may be cited as the Collective Investment Rules or CIR.By Order of the Board
Saeb Eigner
ChairmanIan Johnston
Chief Executive7 December 2016
RMI195/2016RM194/2016 Markets Rules (MKT) Rule-making Instrument (No.194) 2016
Click herehere to view the Rulemaking Instrument in PDF format.
The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.
Commencement:
(1) This instrument is made on 7 December 2016 and shall come into force on 1 February 2017.Amendments to Modules:
(2) The Markets Rules (MKT) module — (MKT/VER08/04-16) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference — (MKT/VER09/02-17).Citation:
(3) This instrument may be cited as the Markets Rules Rule-making Instrument (No.194) 2016.(4) Appendix 1Appendix 1 to this instrument may be cited as the Markets Rules or MKT.By Order of the Board
Saeb Eigner
ChairmanIan Johnston
Chief Executive7 December 2016
RMI194/2016RM193/2016 Authorised Market Institutions (AMI) Rule-making Instrument (No.193) 2016
Click herehere to view the Rulemaking Instrument in PDF format.
The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.
Commencement:
(1) This instrument is made on 7 December 2016 and shall come into force on 1 February 2017.Amendments to Modules:
(2) The Authorised Market Institutions (AMI) module — (AMI/VER17/04-16) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference — (AMI/VER18/02-17).Citation:
(3) This instrument may be cited as the Authorised Market Institutions Rulemaking Instrument (No.193) 2016.(4) Appendix 1Appendix 1 to this instrument may be cited as Authorised Market Institutions module or AMI.By Order of the Board
Saeb Eigner
ChairmanIan Johnston
Chief Executive7 December 2016
RMI193/2016RM192/2016 Islamic Finance Rules (IFR) Rule-making Instrument (No.192) 2016
Click herehere to view the Rulemaking Instrument in PDF format.
The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.
Commencement:
(1) This instrument is made on 7 December 2016 and shall come into force on 1 February 2017.Amendments to Modules:
(2) The Islamic Finance Rules (IFR) module — (IFR/VER10/04-16) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference — (IFR/VER11/02-17).Citation:
(3) This instrument may be cited as the Islamic Finance Rules Rule-making Instrument (No.192) 2016.(4) Appendix 1Appendix 1 to this instrument may be cited as the Islamic Finance Rules or IFR.By Order of the Board
Saeb Eigner
ChairmanIan Johnston
Chief Executive7 December 2016
RMI192/2016RM191/2016 Recognition Module (REC) Rule-making Instrument (No. 191) 2016
Click herehere to view the Rulemaking Instrument in PDF format.
The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.
Commencement:
(1) This instrument is made on 7 December 2016 and shall come into force on 1 February 2017.Amendments to Modules:
(2) The Recognition Module (REC) — (REC/VER10/08-16) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference — (REC/VER11/02-17).Citation:
(3) This instrument may be cited as the Recognition Module Rule-making Instrument (No. 191) 2016.(4) Appendix 1Appendix 1 to this instrument may be cited as the Recognition Module or REC.By Order of the Board
Saeb Eigner
ChairmanIan Johnston
Chief Executive7 December 2016
RMI191/2016RM190/2016 Fees Module (FER) Rule-making Instrument (No. 190) 2016
Click herehere to view the Rulemaking Instrument in PDF format.
The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.
Commencement:
(1) This instrument is made on 7 December 2016 and shall come into force on 1 February 2017.Amendments to Modules:
(2) The Fees Module (FER) — (FER/VER12/04-16) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference — (FER/VER13/02-17).Citation:
(3) This instrument may be cited as the Fees Module Rule-making Instrument (No. 190) 2016.(4) Appendix 1Appendix 1 to this instrument may be cited as the Fees Module or FER.By Order of the Board
Saeb Eigner
ChairmanIan Johnston
Chief Executive7 December 2016
RMI190/2016RM189/2016 Auditor Module (AUD) Rule-making Instrument (No. 189) 2016
Click herehere to view the Rulemaking Instrument in PDF format.
The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.
Commencement:
(1) This instrument is made on 7 December 2016 and shall come into force on 1 February 2017.Amendments to Modules:
(2) The Auditor Module (AUD) — (AUD/VER02/08-16) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference — (AUD/VER03/02-17).Citation:
(3) This instrument may be cited as the Auditor Module Rule-making Instrument (No. 189) 2016.(4) Appendix 1Appendix 1 to this instrument may be cited as Auditor Module or AUD.By Order of the Board
Saeb Eigner
ChairmanIan Johnston
Chief Executive7 December 2016
RMI189/2016RM188/2016 Prudential — Investment, Insurance Intermediation and Banking Module (PIB) Rule-making Instrument (No.188) 2016
Click herehere to view the Rulemaking Instrument in PDF format.
The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.
Commencement:
(1) This instrument is made on 7 December 2016 and shall come into force on 1 February 2017.Amendments to Modules:
(2) The Prudential — Investment, Insurance Intermediation and Banking Module (PIB) — (PIB/VER25/08-16) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference — (PIB/VER26/02-17).Citation:
(3) This instrument may be cited as the Prudential — Investment, Insurance Intermediation and Banking Module Rule-making Instrument (No.188) 2016.(4) Appendix 1Appendix 1 to this instrument may be cited as the Prudential — Investment, Insurance Intermediation and Banking Module or PIB.By Order of the Board
Saeb Eigner
ChairmanIan Johnston
Chief Executive7 December 2016
RMI188/2016RM187/2016 Glossary Module (GLO) Rule-making Instrument (No.187) 2016
Click herehere to view the Rulemaking Instrument in PDF format.
The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.
Commencement:
(1) This instrument is made on 7 December 2016 and shall come into force on 1 February 2017.Amendments to Modules:
(2) The Glossary Module (GLO) — (GLO/VER36/08-16) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference — (GLO/VER37/02-17).Citation:
(3) This instrument may be cited as the Glossary Module Rule-making Instrument (No.187) 2016.(4) Appendix 1Appendix 1 to this instrument may be cited as the Glossary Module or GLO.By Order of the Board
Saeb Eigner
ChairmanIan Johnston
Chief Executive7 December 2016
RMI187/2016RM186/2016 Representative Office Module (REP) Rule-making Instrument (No. 186) 2016
Click herehere to view the Rulemaking Instrument in PDF format.
The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.
Commencement:
(1) This instrument is made on 7 December 2016 and shall come into force on 1 February 2017.Amendments to Modules:
(2) The Representative Office Module (REP) — (REP/VER08/08-16) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference — (REP/VER09/02-17).Citation:
(3) This instrument may be cited as the Representative Office Module Rule-making Instrument (No. 186) 2016.(4) Appendix 1Appendix 1 to this instrument may be cited as the Representative Office Module or REP.By Order of the Board
Saeb Eigner
ChairmanIan Johnston
Chief Executive7 December 2016
RMI186/2016RM185/2016 Conduct of Business Module (COB) Rule-making Instrument (No. 185) 2016
Click herehere to view the Rulemaking Instrument in PDF format.
The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.
Commencement:
(1) This instrument is made on 7 December 2016 and shall come into force on 1 February 2017.Amendments to Modules:
(2) The Conduct of Business Module (COB) — (COB/VER27/08-16) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference — (COB/VER28/02-17).Citation:
(3) This instrument may be cited as the Conduct of Business Module Rulemaking Instrument (No. 185) 2016.(4) Appendix 1Appendix 1 to this instrument may be cited as the Conduct of Business Module or COB.By Order of the Board
Saeb Eigner
ChairmanIan Johnston
Chief Executive7 December 2016
RMI185/2016RM184/2016 General Module (GEN) Rule-making Instrument (No. 184) 2016
Click herehere to view the Rulemaking Instrument in PDF format.
The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.
Commencement:
(1) This instrument is made on 7 December 2016 and shall come into force on 1 February 2017.Amendments to Modules:
(2) The General Module (GEN) — (GEN/VER37/08-16) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference — (GEN/VER38/02-17).Citation:
(3) This instrument may be cited as the General Module Rule-making Instrument (No. 184) 2016.(4) Appendix 1Appendix 1 to this instrument may be cited as the General Module or GEN.By Order of the Board
Saeb Eigner
ChairmanIan Johnston
Chief Executive7 December 2016
RMI184/2016RM183/2016 Prudential — Investment, Insurance Intermediation and Banking Module (PIB) Rule-making Instrument (No. 183) 2016
Click herehere to view the Rulemaking Instrument in PDF format.
The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.
Commencement:
(1) This instrument is made on 19 June 2016 and shall come into force on 1 August 2016.Amendments to Modules:
(2) The Prudential — Investment, Insurance Intermediation and Banking Module (PIB) — (PIB/VER24/02-16) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference — (PIB/VER25/08-16).Citation:
(3) This instrument may be cited as the Prudential — Investment, Insurance Intermediation and Banking Module Rule-making Instrument (No.183) 2016.(4) Appendix 1Appendix 1 to this instrument may be cited as the Prudential — Investment, Insurance Intermediation and Banking Module or PIB.By Order of the Board
Saeb Eigner
ChairmanIan Johnston
Chief Executive19 June 2016
RM183/2016RM182/2016 Conduct of Business Module (COB) Rule-making Instrument (No. 182) 2016
Click herehere to view the Rulemaking Instrument in PDF format.
The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.
Commencement:
(1) This instrument is made on 19 June 2016 and shall come into force on 1 August 2016.Amendments to Modules:
(2) The Conduct of Business Module (COB) — (COB/VER26/04-16) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference — (COB/VER27/08-16).Citation:
(3) This instrument may be cited as the Conduct of Business Module Rule-making Instrument (No. 182) 2016.(4) Appendix 1Appendix 1 to this instrument may be cited as the Conduct of Business Module or COB.By Order of the Board
Saeb Eigner
ChairmanIan Johnston
Chief Executive19 June 2016
RM182/2016RM181/2016 Auditor Module (AUD) Rule-making Instrument (No. 181) 2016
Click herehere to view the Rulemaking Instrument in PDF format.
The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.
Commencement:
(1) This instrument is made on 19 June 2016 and shall come into force on 1 August 2016.Amendments to Modules:
(2) The Auditor Module (AUD) — (AUD/VER1/06-14) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference — (AUD/VER2/08-16).Citation:
(3) This instrument may be cited as the Auditor Module Rule-making Instrument (No. 181) 2016.(4) Appendix 1Appendix 1 to this instrument may be cited as the Auditor Module or AUD.By Order of the Board
Saeb Eigner
ChairmanIan Johnston
Chief Executive19 June 2016
RM181/2016RM180/2016 Glossary Module (GLO) Rule-making Instrument (No. 180) 2016
Click herehere to view the Rulemaking Instrument in PDF format.
The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.
Commencement:
(1) This instrument is made on 19 June 2016 and shall come into force on 1 August 2016.Amendments to Modules:
(2) The Glossary Module (GLO) — (GLO/VER35/04-16) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference — (GLO/VER36/08-16).Citation:
(3) This instrument may be cited as the Glossary Module Rule-making Instrument (No.180) 2016.(4) Appendix 1Appendix 1 to this instrument may be cited as the Glossary Module or GLO.By Order of the Board
Saeb Eigner
ChairmanIan Johnston
Chief Executive19 June 2016
RM180/2016RM179/2016 Representative Office Module (REP) Rule-making Instrument (No. 179) 2016
Click herehere to view the Rulemaking Instrument in PDF format.
The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.
Commencement:
(1) This instrument is made on 19 June 2016 and shall come into force on 1 August 2016.Amendments to Modules:
(2) The Representative Office Module (REP) — (REP/VER7/04-16) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference — (REP/VER8/08-16).Citation:
(3) This instrument may be cited as the Representative Office Module Rule-making Instrument (No. 179) 2016.(4) Appendix 1Appendix 1 to this instrument may be cited as the Representative Office Module or REP.By Order of the Board
Saeb Eigner
ChairmanIan Johnston
Chief Executive19 June 2016
RM179/2016RM178/2016 Recognition Module (REC) Rule-making Instrument (No. 178) 2016
Click herehere to view the Rulemaking Instrument in PDF format.
The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.
Commencement:
(1) This instrument is made on 19 June 2016 and shall come into force on 1 August 2016.Amendments to Modules:
(2) The Recognition Module (REC) — (REC/VER9/06-15) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference — (REC/VER10/08-16).Citation:
(3) This instrument may be cited as the Recognition Module Rule-making Instrument (No. 178) 2016.(4) Appendix 1Appendix 1 to this instrument may be cited as the Recognition Module or REC.By Order of the Board
Saeb Eigner
ChairmanIan Johnston
Chief Executive19 June 2016
RM178/2016RM177/2016 Anti-Money Laundering, Counter-Terrorist Financing and Sanctions Module (AML) Rule-making Instrument (No. 177) 2016
Click herehere to view the Rulemaking Instrument in PDF format.
The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.
Commencement:
(1) This instrument is made on 19 June 2016 and shall come into force on 1 August 2016.Amendments to Modules:
(2) The Anti-Money Laundering, Counter-Terrorist Financing and Sanctions Module (AML) — (AML/VER11/02-16) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference — (AML/VER12/08-16).Citation:
(3) This instrument may be cited as the Anti-Money Laundering, Counter-Terrorist Financing and Sanctions Module Rule-making Instrument (No.177) 2016.(4) Appendix 1Appendix 1 to this instrument may be cited as the Anti-Money Laundering, Counter-Terrorist Financing and Sanctions Module or AML.By Order of the Board
Saeb Eigner
ChairmanIan Johnston
Chief Executive19 June 2016
RM177/2016RM176/2016 General Module (GEN) Rule-making Instrument (No. 176) 2016
Click herehere to view the Rulemaking Instrument in PDF format.
The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.
Commencement:
(1) This instrument is made on 19 June 2016 and shall come into force on 1 August 2016.Amendments to Modules:
(2) The General Module (GEN) — (GEN/VER36/04-16) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference — (GEN/VER37/08-16).Citation:
(3) This instrument may be cited as the General Module Rule-making Instrument (No. 176) 2016.(4) Appendix 1Appendix 1 to this instrument may be cited as the General Module or GEN.By Order of the Board
Saeb Eigner
ChairmanIan Johnston
Chief Executive19 June 2016
RM176/2016RM175/2016 Conduct of Business Module (COB) Rule-making Instrument (No. 175) 2016
Click herehere to view the Rulemaking Instrument in PDF format.
The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.
Commencement:
(1) This instrument is made on 10 February 2016 and shall come into force on 3 April 2016.Amendments to Modules:
(2) The Conduct of Business Module (COB) — (COB/VER25/02-16) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference — (COB/VER26/04-16)Citation:
(3) This instrument may be cited as the Conduct of Business Module Rule-making Instrument (No. 175) 2016.(4) Appendix 1Appendix 1 to this instrument may be cited as the Conduct of Business Module or COB.By Order of the Board
Saeb Eigner
ChairmanIan Johnston
Chief Executive10 February 2016
RM175/2016RM174/2016 Representative Office Module (REP) Rule-making Instrument (No. 174) 2016
Click herehere to view the Rulemaking Instrument in PDF format.
The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.
Commencement:
(1) This instrument is made on 10 February 2016 and shall come into force on 3 April 2016.Amendments to Modules:
(2) The Representative Office Module (REP) — (REP/VER06/02-16) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference — (REP/VER07/04-16)Citation:
(3) This instrument may be cited as the Representative Office Module Rule-making Instrument (No. 174) 2016.(4) Appendix 1Appendix 1 to this instrument may be cited as the Representative Office Module or REP.By Order of the Board
Saeb Eigner
ChairmanIan Johnston
Chief Executive10 February 2016
RM174/2016RM173/2016 Glossary Module (GLO) Rule-making Instrument (No. 173) 2016
Click herehere to view the Rulemaking Instrument in PDF format.
The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.
Commencement:
(1) This instrument is made on 10 February 2016 and shall come into force on 3 April 2016.Amendments to Modules:
(2) The Glossary Module (GLO) — (GLO/VER34/02-16) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference — (GLO/VER35/04-16)Citation:
(3) This instrument may be cited as the Glossary Module Rule-making Instrument (No.173) 2016.(4) Appendix 1Appendix 1 to this instrument may be cited as the Glossary Module or GLO.By Order of the Board
Saeb Eigner
ChairmanIan Johnston
Chief Executive10 February 2016
RM173/2016RM172/2016 Price Stabilisation Module (PRS) Rule-making Instrument (No. 172) 2016
Click herehere to view the Rulemaking Instrument in PDF format.
The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.
Commencement:
(1) This instrument is made on 10 February 2016 and shall come into force on 3 April 2016.Amendments to Modules:
(2) The Price Stabilisation (PRS) module — (PRS/VER5/06-14) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference — (PRS/VER6/04-16).Citation:
(3) This instrument may be cited as the Price Stabilisation Rule-making Instrument (No. 172) 2016.(4) Appendix 1Appendix 1 to this instrument may be cited as the Price Stabilisation module or PRS.By Order of the Board
Saeb Eigner
ChairmanIan Johnston
Chief Executive10 February 2016
RM172/2016RM171/2016 Markets Rules Module (MKT) Rule-making Instrument (No. 171) 2016
Click herehere to view the Rulemaking Instrument in PDF format.
The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.
Commencement:
(1) This instrument is made on 10 February 2016 and shall come into force on 3 April 2016.Amendments to Modules:
(2) The Markets Rules (MKT) module — (MKT/VER07/02-16) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference — (MKT/VER08/04-16)Citation:
(3) This instrument may be cited as the Markets Rules Rule-making Instrument (No.171) 2016.(4) Appendix 1Appendix 1 to this instrument may be cited as the Markets Rules or MKT.By Order of the Board
Saeb Eigner
ChairmanIan Johnston
Chief Executive10 February 2016
RM171/2016RM170/2016 Authorised Market Institutions Module (AMI) Rule-making Instrument (No. 170) 2016
Click herehere to view the Rulemaking Instrument in PDF format.
The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.
Commencement:
(1) This instrument is made on 10 February 2016 and shall come into force on 3 April 2016.Amendments to Modules:
(2) The Authorised Market Institutions (AMI) module — (AMI/VER16/06-14) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference — (AMI/VER17/04-16).Citation:
(3) This instrument may be cited as the Authorised Market Institutions Rule-making Instrument (No. 170) 2016.(4) Appendix 1Appendix 1 to this instrument may be cited as Authorised Market Institutions module or AMI.By Order of the Board
Saeb Eigner
ChairmanIan Johnston
Chief Executive10 February 2016
RM170/2016RM169/2016 Islamic Finance Rules Module (IFR) Rule-making Instrument (No. 169) 2016
Click herehere to view the Rulemaking Instrument in PDF format.
The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.
Commencement:
(1) This instrument is made on 10 February 2016 and shall come into force on 3 April 2016.Amendments to Modules:
(2) The Islamic Finance Rules (IFR) module — (IFR/VER09/02-16) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference — (IFR/VER10/04-16).Citation:
(3) This instrument may be cited as the Islamic Finance Rules Rule-making Instrument (No.169) 2016.(4) Appendix 1Appendix 1 to this instrument may be cited as the Islamic Finance Rules or IFR.By Order of the Board
Saeb Eigner
ChairmanIan Johnston
Chief Executive10 February 2016
RM169/2016RM168/2016 Collective Investment Rules Module (CIR) Rule-making Instrument (No. 168) 2016
Click herehere to view the Rulemaking Instrument in PDF format.
The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.
Commencement:
(1) This instrument is made on 10 February 2016 and shall come into force on 3 April 2016.Amendments to Modules:
(2) The Collective Investment Rules (CIR) module — (CIR/VER20/02-16) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference — (CIR/VER21/04-16).Citation:
(3) This instrument may be cited as the Collective Investment Rules Rule-making Instrument (No.168) 2016.(4) Appendix 1Appendix 1 to this instrument may be cited as the Collective Investment Rules or CIR.By Order of the Board
Saeb Eigner
ChairmanIan Johnston
Chief Executive10 February 2016
RM168/2016RM167/2016 Fees Module (FER) Rule-making Instrument (No. 167) 2016
Click herehere to view the Rulemaking Instrument in PDF format.
The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.
Commencement:
(1) This instrument is made on 10 February 2016 and shall come into force on 3 April 2016.Amendments to Modules:
(2) The Fees Module (FER) — (FER/VER11/02-16) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference — (FER/VER12/04-16).Citation:
(3) This instrument may be cited as the Fees Module Rule-making Instrument (No. 167) 2016.(4) Appendix 1Appendix 1 to this instrument may be cited as the Fees Module or FER.By Order of the Board
Saeb Eigner
ChairmanIan Johnston
Chief Executive10 February 2016
RM167/2016RM166/2016 General Module (GEN) Rule-making Instrument (No. 166) 2016
Click herehere to view the Rulemaking Instrument in PDF format.
The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.
Commencement:
(1) This instrument is made on 10 February 2016 and shall come into force on 3 April 2016.Amendments to Modules:
(2) The General Module (GEN) — (GEN/VER35/02-16) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference — (GEN/VER36/04-16).Citation:
(3) This instrument may be cited as the General Module Rule-making Instrument (No. 166) 2016.(4) Appendix 1Appendix 1 to this instrument may be cited as the General Module or GEN.By Order of the Board
Saeb Eigner
ChairmanIan Johnston
Chief Executive10 February 2016
RM166/2016RM165/2016 Collective Investment Rules (CIR) Rule-making Instrument (No. 165) 2016
Click herehere to view the Rulemaking Instrument in PDF format.
The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.
Commencement:
(1) This instrument is made on 10 February 2016 and shall come into force on 11 February 2016.Amendments to Modules:
(2) The Collective Investment Rules (CIR) module — (CIR/VER19/02-16) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference — (CIR/VER20/02-16)Citation:
(3) This instrument may be cited as the Collective Investment Rules Rule-making Instrument (No.165) 2016.(4) Appendix 1Appendix 1 to this instrument may be cited as the Collective Investment Rules or CIR.By Order of the Board
Saeb Eigner
ChairmanIan Johnston
Chief Executive10 February 2016
RM165/2016