Entire Section
Endorsement to hold Client Assets or Insurance Monies
GEN 7.3.3
An
Authorised Firm applying for an endorsement to hold or controlClient Assets must satisfy the DFSA that it has in place adequate systems and controls to meet the applicable requirements in COB sections 6.11 to 6.14.Derived from DFSA RM166/2016 (Made 10th February 2016). [VER36/04-16]GEN 7.3.4
An
Insurance Intermediary orInsurance Manager applying for an endorsement to holdInsurance Monies must satisfy theDFSA that it has in place adequate systems and controls to meet the applicable requirements in COB section 7.12.Derived from DFSA RM166/2016 (Made 10th February 2016). [VER36/04-16]