Entire Section

  • FER 3.4 FER 3.4 Authorised Market Institutions (subsequent periods)

    • FER 3.4.1

      An Authorised Market Institution must pay to the DFSA the applicable annual fee prescribed in Rules 3.4.2, 3.4.3 and 3.4.4 for any period of regulation after the initial period described in Rule 3.3.1.


      Derived from DFSA RM52/2007 (Made 1st December 2007). [VER1/12-07]
      [Amended] DFSA RM152/2015 (Made 10th June 2015). [VER10/06-15]

    • FER 3.4.2

      (1) An Authorised Market Institution carrying on the Financial Service of Operating an Exchange must pay to the DFSA an annual fee of $100,000.
      (2) An Authorised Market Institution carrying on the Financial Service of Operating a Clearing House must pay to the DFSA an annual fee of $100,000.
      (3) An Authorised Market Institution carrying on both of the Financial Services of Operating an Exchange and Operating a Clearing House must pay to the DFSA an annual fee of $200,000.

      Derived from DFSA RM52/2007 (Made 1st December 2007). [VER1/12-07]
      [Amended] DFSA RM152/2015 (Made 10th June 2015). [VER10/06-15]

    • FER 3.4.3

      An Authorised Market Institution maintaining an Official List of Securities must pay to the DFSA an annual fee of $75,000.


      Derived from DFSA RM52/2007 (Made 1st December 2007). [VER1/12-07]
      [Amended] DFSA RM152/2015 (Made 10th June 2015). [VER10/06-15]

    • FER 3.4.4

      An Authorised Market Institution carrying on the Financial Service of Operating an Alternative Trading System must pay to the DFSA an annual fee of $65,000.


      Derived from DFSA RM152/2015 (Made 10th June 2015). [VER10/06-15]

    • FER 3.4.5

      An Authorised Market Institution must pay an additional annual fee of $10,000 for Operating an Exchange or Alternative Trading System that trades Investment Tokens and has Direct Access Members.

      Derived from DFSA RMI315/2021 (Made 30th June 2021). [VER25/10-21]