Entire Section

  • Retail Clients

    • COB 2.3.2

      An Authorised Firm must classify as a Retail Client any Person who is not classified as a Professional Client or a Market Counterparty.

      Derived from DFSA RM149/2015 (Made 11th February 2015) [VER24/04-15]
      [Amended] DSFA RM185/2016 (Made 7th December 2016). [VER28/02-17]