Entire Section
RPP 2-8 RPP 2-8 Application for an Endorsement to Operate a Multilateral Trading Facility or Act as a Trade Repository
RPP 2-8-1
An applicant seeking to obtain an endorsement on its Licence to operate a
Multilateral Trading Facility or to act as aTrade Repository will need to comply with the applicable requirements, including those set out in the GEN and AMI modules.Added by Notice of Updates (Made 11th February 2015). February 2015 EditionRPP 2-8-2
An applicant seeking to obtain an endorsement on its
Licence to operate aMultilateral Trading Facility has to be anAuthorised Market Institution which isLicensed toOperate an Exchange , or an applicant for such aLicence (see AMI Rule 2.3.1). In order to obtain such an endorsement, an applicant needs to demonstrate to theDFSA that it can meet the requirements in AMI Rule 4.2.1(3). Under that Rule, all theLicensing Requirements applicable with respect to operating anExchange apply with respect to the operation of aMultilateral Trading Facility as if such a facility is anExchange .Added by Notice of Updates (Made 11th February 2015). February 2015 EditionRPP 2-8-3
An applicant seeking to obtain an endorsement on its
Licence to act as aTrade Repository must be anAuthorised Firm or anAuthorised Market Institution , or an applicant for such aLicence (see GEN Rule 2.2.13(1)). Such an applicant needs to demonstrate to theDFSA its ability to meet the requirements set out in App 5 of the GEN module (see GEN Rule 7.3.2 and AMI Rule 2.3.2).Added by Notice of Updates (Made 11th February 2015). February 2015 Edition