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  • RPP 5-19 RPP 5-19 Conclusion of an Investigation

    • RPP 5-19-1

      The DFSA will conclude an investigation when:

      (a) it determines to take no further action in response to the suspected contraventions of the Law and Rules subject of the investigation; and
      (b) all remedies and obligations resulting from an investigation are concluded and fulfilled.
      Added by Notice of Updates (Made 23rd November 2014). November 2014 Edition

    • RPP 5-19-2

      The DFSA may determine to take no further action in respect of the suspected contraventions that are the subject of an investigation due to insufficiency of evidence or in circumstances where pursuing an enforcement action in respect of the suspected contraventions would not accord with the DFSA's objectives.

      Added by Notice of Updates (Made 23rd November 2014). November 2014 Edition