Entire Section
RPP 5-18 RPP 5-18 Maintenance of Registers
RPP 5-18-1
The
DFSA is also required to publish and maintain a register43 of:(a) grants, withdrawals and suspensions ofLicences ,Licence endorsements and authorisations ofAuthorised Persons ,Authorised Individuals andKey Individuals ;(b) allPersons who are the subject of action taken under Article 58(1) and Article 59;(c) current and past registrations ofDNFBPs ; and(d) current and past registrations, withdrawals and suspensions of registrations ofRegistered Auditors andAudit Principals .
43 Article 62.
Added by Notice of Updates (Made 23rd November 2014). November 2014 EditionRPP 5-18-2
The
DFSA is not required to publish information on the Register about temporary suspensions imposed under Article 58(5) or Article 98A(5).32 See 5-17-17 for theDFSA's general policy regarding publicising such suspensions.Added by Notice of Updates (Made 23rd November 2014). November 2014 Edition