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Entire Section

  • Commencement and Conclusion of Investigations

    • RPP 5-17-4

      The DFSA generally will not publish information about the commencement, conduct or conclusion of the investigative phase of its enforcement actions.

      Added by Notice of Updates (Made 23rd November 2014). November 2014 Edition

    • RPP 5-17-5

      Where the DFSA has published the fact that it is conducting an investigation and no enforcement action results, the DFSA may issue a press release confirming the conclusion of the investigation and that no action is to be taken.

      Added by Notice of Updates (Made 23rd November 2014). November 2014 Edition

    • RPP 5-17-6

      The DFSA expects not to publish information about referrals to the DMC.

      Added by Notice of Updates (Made 23rd November 2014). November 2014 Edition