Back Custom print Link Text Only Rich Text Print

Entire Section

  • General Policy on Publicity of Enforcement Actions

    • RPP 5-17-2

      The DFSA will generally publish, in such form and manner as it regards appropriate, information and statements relating to enforcement actions, including censures and any other matters which the DFSA considers relevant to the conduct. The publication of enforcement outcomes is consistent with the DFSA's commitment to open and transparent processes and its objectives.

      Added by Notice of Updates (Made 23rd November 2014). November 2014 Edition

    • RPP 5-17-3

      In all cases the DFSA retains the discretion to take a different course of action, where it furthers the DFSA's achievement of its objectives or is otherwise in the public interest to do so. For example, the DFSA may decide to publish at an earlier stage than suggested by the general policy, where circumstances justify this.

      Added by Notice of Updates (Made 23rd November 2014). November 2014 Edition