Form of Settlement
DFSAwill generally only settle an enforcement matter on the basis of either:(a) a notice of decision setting out the action taken (see 5-15-14); or(b) an Enforceable Undertaking (EU) (see 5-15-15).
In appropriate cases, the
DFSAmay settle a matter on the basis of both a notice of decision and an EU. Any settlement entered into by the DFSA, which results in a notice of decision, will be documented in the form of a legally enforceable agreement executed by all parties.