Entire Section

  • Form of Settlement

    • RPP 5-15-13

      The DFSA will generally only settle an enforcement matter on the basis of either:

      (a) a notice of decision setting out the action taken (see 5-15-14); or
      (b) an Enforceable Undertaking (EU) (see 5-15-15).

      In appropriate cases, the DFSA may settle a matter on the basis of both a notice of decision and an EU. Any settlement entered into by the DFSA, which results in a notice of decision, will be documented in the form of a legally enforceable agreement executed by all parties.

      Added by Notice of Updates (Made 23rd November 2014). November 2014 Edition
      Amended by Notice of Updates (Made 11th February 2020). February 2020 Edition