Entire Section
RPP 5-9 RPP 5-9 Censures
RPP 5-9-1
The
DFSA may, under Article 90, seek to censure aPerson whom it considers has contravened a provision of the Law and Rules it administers.Added by Notice of Updates (Made 23rd November 2014). November 2014 EditionRPP 5-9-2
The decision to censure a
Person will be made by the DMC. Prior to making a decision, the DMC will follow the procedures set out in Schedule 3 of theRegulatory Law (see chapter 7 of the RPP).Added by Notice of Updates (Made 23rd November 2014). November 2014 EditionRPP 5-9-3
In determining whether to censure a
Person , theDFSA will take into consideration the circumstances of the conduct and will be guided by the penalty guidance set out in section 6-3 of this sourcebook.Added by Notice of Updates (Made 23rd November 2014). November 2014 Edition