Entire Section

  • RPP 5-9 RPP 5-9 Censures

    • RPP 5-9-1

      The DFSA may, under Article 90, seek to censure a Person whom it considers has contravened a provision of the Law and Rules it administers.

      Added by Notice of Updates (Made 23rd November 2014). November 2014 Edition

    • RPP 5-9-2

      The decision to censure a Person will be made by the DMC. Prior to making a decision, the DMC will follow the procedures set out in Schedule 3 of the Regulatory Law (see chapter 7 of the RPP).

      Added by Notice of Updates (Made 23rd November 2014). November 2014 Edition

    • RPP 5-9-3

      In determining whether to censure a Person, the DFSA will take into consideration the circumstances of the conduct and will be guided by the penalty guidance set out in section 6-3 of this sourcebook.

      Added by Notice of Updates (Made 23rd November 2014). November 2014 Edition