Entire Section

  • Confidentiality

    • RPP 5-5-30

      The DFSA may also impose obligations of confidentiality in respect of information and documents provided during the exercise of its powers under Article 80(1).

      Added by Notice of Updates (Made 23rd November 2014). November 2014 Edition

    • RPP 5-5-31

      The DFSA can make directions20 to protect the confidentiality of information and documents which are part of a compulsory interview.


      20 Article 80(3)(b).

      Added by Notice of Updates (Made 23rd November 2014). November 2014 Edition

    • RPP 5-5-32

      The DFSA can direct the recipient of an Article 80(1) (b), (c), (d) or (e) notice not to disclose the receipt of the notice, or any information relating to compliance with it, to any other Person, other than his legal representative, if it considers that such disclosure may hinder an investigation21.


      21 Article 80A(6).

      Added by Notice of Updates (Made 23rd November 2014). November 2014 Edition

    • RPP 5-5-33

      Confidentiality directions are made to ensure that an investigation is not prejudiced by the disclosure of the nature of the information sought or the questions asked during an investigation. In each case, the DFSA needs to consider whether or not such directions are appropriate in the circumstances of that matter.

      Added by Notice of Updates (Made 23rd November 2014). November 2014 Edition