Entire Section

  • Compulsory Interview

    • RPP 5-5-20

      Article 80(1)(d) empowers the DFSA to require a Person (the interviewee) to attend before an officer, employee or agent of the DFSA (the interviewer) for a compulsory interview to provide oral evidence relevant to an investigation it is conducting.

      Added by Notice of Updates (Made 23rd November 2014). November 2014 Edition

    • RPP 5-5-21

      During the course of an investigation, not all interviews will be conducted under compulsion. The DFSA may, where appropriate, conduct voluntary interviews. The decision as to whether a compulsory or voluntary interview will be conducted will depend upon the circumstances of the particular case.

      Added by Notice of Updates (Made 23rd November 2014). November 2014 Edition

    • RPP 5-5-22

      A Person attending a compulsory interview must first be served with a written notice requiring his attendance. An interviewee is not entitled to refuse or fail to answer a question on the basis that his answers may incriminate him or make him liable for a penalty.18


      18 Article 82.

      Added by Notice of Updates (Made 23rd November 2014). November 2014 Edition

    • RPP 5-5-23

      A compulsory interview will be conducted in private and the interviewer may give directions19 to the interviewee regarding:

      (a) who may be present during the interview;
      (b) swearing an oath, or giving an affirmation, that the answers provided will be true;
      (c) what, if any, information may be disclosed by the interviewee or any other Person present at the interview to any third party;
      (d) the conduct of any Person and the manner in which they will participate during the interview; and
      (e) answering any question which is relevant to the investigation.

      19 Article 80(3).

      Added by Notice of Updates (Made 23rd November 2014). November 2014 Edition

    • RPP 5-5-24

      An interviewee is entitled to legal representation during the course of a compulsory or voluntary interview. At the conclusion of the interview, the lawyer will be permitted to address any issues with the interviewer or interviewee relevant to the investigation. However, the lawyer is not permitted to answer questions on behalf of the interviewee or obstruct the investigation.

      Added by Notice of Updates (Made 23rd November 2014). November 2014 Edition

    • RPP 5-5-25

      All compulsory interviews will be recorded. The DFSA will, upon a written request from the interviewee at the conclusion of the interview, provide the interviewee or his lawyer with a copy of the recording or a transcript of the interview. The provision of a recording or transcript may be subject to any reasonable conditions imposed by the DFSA.

      Added by Notice of Updates (Made 23rd November 2014). November 2014 Edition