Entire Section

  • Inspection

    • RPP 5-5-9

      Article 80(1)(a) empowers the DFSA to enter business premises of a Person during the course of an investigation for the purpose of inspecting and copying information or documents. This power will be exercised when the DFSA considers that such Person is or may be able to provide information or documents that are or may be relevant to an investigation.

      Added by Notice of Updates (Made 23rd November 2014). November 2014 Edition

    • RPP 5-5-10

      The DFSA will generally not provide prior notice of an inspection in circumstances where the provision of prior notice may prejudice the investigation.

      Added by Notice of Updates (Made 23rd November 2014). November 2014 Edition

    • RPP 5-5-11

      When exercising its power to enter business premises under Article 80(1)(a), the DFSA may:17

      (a) require any appropriate Person to:
      (i) make available any relevant information stored at the business premises for inspection or copying; or
      (ii) convert any relevant information into a physical form capable of being copied; and
      (b) use the facilities of the occupier of the business premises, free of charge, to make copies.

      17 Article 80(2).

      Added by Notice of Updates (Made 23rd November 2014). November 2014 Edition