Entire Section

  • Introduction

    • RPP 5-5-1

      Once an investigation is commenced, the DFSA may exercise its powers to gather information to advance its objectives.

      Added by Notice of Updates (Made 23rd November 2014). November 2014 Edition

    • RPP 5-5-2

      The DFSA's information-gathering powers may only be exercised by delegates of the Chief Executive. The delegation need not be limited to DFSA employees. The Chief Executive may delegate DFSA powers to non-DFSA staff who are able to assist a DFSA investigation.

      Added by Notice of Updates (Made 23rd November 2014). November 2014 Edition

    • RPP 5-5-3

      Similarly, where the DFSA is exercising its powers on behalf of another regulator, it may also delegate powers to a representative of that regulator.16


      16 Article 40.

      Added by Notice of Updates (Made 23rd November 2014). November 2014 Edition