When taking enforcement action, the
DFSAwill generally adopt the enforcement process described in this chapter. The DFSA'senforcement process is comprised of the following elements:(a) Assessment of complaints and referrals (section 5-3);(b) Commencement of an investigation (section 5-4);(c) Information gathering (section 5-5);(d) Remedies (section 5-6); and(e) Conclusion of the Investigation (section 5-19).
See Appendix 1 for a diagram of the enforcement process.Added by Notice of Updates (Made 23rd November 2014). November 2014 Edition