Entire Section

  • Enforcement Process

    • RPP 5-2-5

      When taking enforcement action, the DFSA will generally adopt the enforcement process described in this chapter. The DFSA's enforcement process is comprised of the following elements:

      (a) Assessment of complaints and referrals (section 5-3);
      (b) Commencement of an investigation (section 5-4);
      (c) Information gathering (section 5-5);
      (d) Remedies (section 5-6); and
      (e) Conclusion of the Investigation (section 5-19).

      See Appendix 1 for a diagram of the enforcement process.

      Added by Notice of Updates (Made 23rd November 2014). November 2014 Edition