Entire Section

  • Introduction

    • RPP 5-1-1

      This chapter sets out the DFSA's approach to enforcement and how it commences and conducts investigations, and exercises its powers to address any misconduct or contravention of the Law, Rules or other legislation administered by the DFSA. The DFSA's approach to imposing a penalty can be found in chapter 6 of this sourcebook.

      Added by Notice of Updates (Made 23rd November 2014). November 2014 Edition

    • RPP 5-1-2

      A reference to:

      (a) an Article in this chapter is a reference to an Article in the Regulatory Law, unless otherwise stated;
      (b) the Law in this chapter is a reference to any legislation administered by the DFSA; and
      (c) a notice of decision includes, where applicable, a Decision Notice.
      Added by Notice of Updates (Made 23rd November 2014). November 2014 Edition