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  • PIB 9.2A.9 PIB 9.2A.9

    An Authorised Firm must ensure that its CFP is consistent with its business continuity and disaster recovery arrangements and can operate in situations where business continuity arrangements have been invoked.

    [Added] DFSA RM148/2014 (Made 1st January 2015). [VER23/01-15]

    • PIB 9.2A.9 Guidance

      1. See GEN chapter 5 regarding requirements relating to an Authorised Firm's business continuity and disaster recovery arrangements.
      2. An Authorised Firm should ensure effective coordination between teams managing issues surrounding liquidity crises and business continuity. Liquidity crisis team members and alternates should have access to CFPs on-site and off-site.
      [Added] DFSA RM148/2014 (Made 1st January 2015). [VER23/01-15]