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  • Consultation Paper No. 97 Consultation Paper No. 97 Proposed Changes to the Client Classification Regime

    Click herehere to download the Consultation paper in PDF Format.

    Click herehere to download Appendix 1 – Amendments to the COB Module.

    Click herehere to download Appendix 2 – Amendments to the GLO Module.

    • DFSA response to public comments on CP 97 — 'Proposed Changes to the Client Classification Regime'

      Click herehere to view PDF.