GEN 8.6.3 GEN 8.6.3(1) An
Authorised Personmust, subject to (2), upon request by any Person, provide a copy of its most recent audited financial statements, together with the Financial Statement Auditor's Reportto the Person. If the copy is made available in printed form, the Authorised Personmay make a charge to cover reasonable costs incurred in providing the copy.(2) The requirement in (1) does not apply to an Authorised Firmwhich:(a) is in Category 3B, Category 3C or Category 4; and(b) does not hold or control Client Assetsor Insurance Monies.
GEN 8.6.3 Guidance
Authorised Personshould be aware that there may be other legislation applicable to it that may require the Authorised Personto provide access to all or part of its financial statements.[Added] DFSA RM131/2014 (Made 21st August 2014). [VER34/06-14]