Entire Section

  • Periodic Returns for Authorised Firms

    • RPP 3-2-17

      An Authorised Firm is required to submit periodic returns. In addition, an Authorised Firm may be required to submit copies of its Group's annual interim and audited accounts. The DFSA may also require an Authorised Firm to provide copies of Group returns which are sent to any other regulator.

      Derived from DFSA GM8/2011 (Made 28th April 2011). [VER 1/02-11]
      Amended by Notice of Updates (Made 11th February 2015). February 2015 Edition

    • RPP 3-2-18

      Collecting this data in a timely and accurate manner is imperative to our risk management cycle, which is the primary reason we have automatic fees for late financial reports.

      Derived from Notice of Updates (Made 11th February 2015). February 2015 Edition