Entire Section

  • RPP 2-4 RPP 2-4 Waivers During Authorisation

    • RPP 2-4-1

      An applicant for authorisation may request a waiver or modification whilst its application for authorisation is being processed. In some circumstances, the applicant may need to work with the DFSA in developing the waiver and may not be required to use the formal application process. However, the written consent to the waiver by the Authorised Person will then be required once the applicant is authorised.

      Derived from DFSA GM8/2011 (Made 28th April 2011). [VER 1/02-11]
      Amended by Notice of Updates (Made 11th February 2015). February 2015 Edition

    • RPP 2-4-2

      For further details on the DFSA's approach to waivers and modifications please see Chapter 9 of this Sourcebook.

      Added by Notice of Updates (Made 11th February 2015). February 2015 Edition