Entire Section

  • AMI 9.14 AMI 9.14 Public Disclosures of Decisions in Relation to an Official List of Securities of an Authorised Market Institution

    • AMI 9.14.1 AMI 9.14.1

      (1) An Authorised Market Institution must make a market disclosure:
      (a) on the website of the Authorised Market Institution; and
      (b) to the DFSA,
      of decisions in relation to the following events:
      (c) an admission of Securities to its Official List of Securities;
      (d) a suspension of Securities from its Official List of Securities;
      (e) a restoration from suspension of Securities from its Official List of Securities;
      (f) a delisting of Securities from its Official List of Securities; and
      (g) a suspension, restoration from suspension or decision to cease trading of any Investment.
      (2) The disclosure made in accordance with (1) should also indicate whether the event was made under a direction made to the Authorised Market Institution by the DFSA.
      Derived from RM118/2013 [VER15/07-13]

      • AMI 9.14.1 Guidance

        Disclosures made in accordance with Rule 9.14.1 are designed to help ensure that an orderly market exists in relation to Securities admitted to an Official List of Securities of an Authorised Market Institution.

        Derived from RM118/2013 [VER15/07-13]