GEN 6.4 GEN 6.4 Disclosure of regulatory status
Authorised Personmust not misrepresent its status expressly or by implication.
Derived from DFSA RM01/2004 (Made 16th September 2004). [VER1/09-04]
GEN 6.4.2(1) An
Authorised Personmust take reasonable care to ensure that every key business document which is in connection with the Authorised Personcarrying on a Financial Servicein or from the DIFCincludes one of the disclosures under this Rule.(2) A key business document includes letterhead whether issued by post, fax or electronic means, terms of business, client agreements, written promotional materials, business cards, prospectuses and websites but does not include compliment slips, account statements or text messages.(3) The disclosure required under this Ruleis:(a) 'Regulated by the Dubai Financial Services Authority'; or(b) 'Regulated by the DFSA'.(4) The DFSAlogo must not be reproduced without express written permission from the DFSAand in accordance with any conditions for use.(5) Rules GEN 6.4.2(1) to (4) also apply to the operation and administration of an Official List of Securitiesby an Authorised Market Institution.