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  • IFR App 2 IFR App 2 Continuing Obligations

    • IFR A2.1 IFR A2.1 Continuing obligations — Market disclosures for listed entities

      • IFR A2.1.2

        A Listed Entity must, on the occurrence of an event specified in column 1, make the required disclosure detailed in column 2, within the time specified in column 3, in respect of the Securities identified with a “√” in column 4, of this Table.


          A2.1.1
          EVENT GIVING RISE TO DISCLOSURE OBLIGATION DISCLOSURE REQUIRED TIME OF DISCLOSURE Structured Products Shares Warrants over Shares Warrants over Debentures Debentures Certificates over Shares Certificates over Debentures Units
        ISLAMIC SECURITIES
        1. Any material change in the Shari'a nature of its Listed Securities as determined by the Shari'a Supervisory Board Market disclosure of the material change As soon as possible √ √ √ √ √ √ √ √
        2. Where there are any material changes to the structure of the Listed Securities, or the use of proceeds, then the Listed Entity must obtain and disclose a new Shari'a opinion Market disclosure of the new Shari'a opinion As soon as possible √ √ √ √ √ √ √ √

        [Added] DFSA RM125/2013 (Made 13th June 2013) [VER7/07-13]

    • IFR A2.2 IFR A2.2 Other continuing obligations for listed entities

      • IFR A2.2.2

        A Listed Entity must, on the occurrence of an event specified in column 1, make the required disclosure detailed in column 2, within the time specified in column 3, in respect of the Securities identified with a “√” in column 4, of this Table.


          A2.2.1
          EVENT REQUIREMENTS TIME Structured Products Shares Warrants over Shares Warrants over Debentures Debentures Certificates over Shares Certificates over Debentures Units
        REGISTRATION
        1. Appointment of an independent Shari'a Supervisory Board to evaluate the Shari'a compliance of the Islamic equity Securities on an annual basis Notify the DFSA Annually   √ √     √    
        2. Any proposed decision with regard to any change in its board of directors or Shari'a Supervisory Board. Consult with the DFSA In advance √ √ √ √ √ √ √ √

        [Added] DFSA RM125/2013 (Made 13th June 2013) [VER7/07-13]