Entire Section

  • Business plan and strategy

    • GEN 5.3.16

      (1) An Authorised Person must produce a business plan which enables it, amongst other things, to manage the risks to which it and its customers are exposed.
      (2) The business plan must take into account the Authorised Person's current business activities and the business activities forecast for the next twelve months.
      (3) The business plan must be documented and updated as appropriate to take account of changes in the business environment and to reflect changes in the business of the Authorised Person.

      Derived from DFSA RM01/2004 (Made 16th September 2004). [VER1/09-04]