Entire Section

  • COB 10.1 COB 10.1 Application and interpretation

    • COB 10.1.1 COB 10.1.1

      (1) This chapter applies to an Authorised Firm which operates a Central Securities Depository (CSD).

      (2) Such an Authorised Firm is referred to in this chapter as a CSD.

      [Added] DFSA RM123/2013 (Made 13th June 2013) [VER22/07-13]

      • COB 10.1.1 Guidance

        The Financial Service of Providing Custody includes the activity of operating a CSD. See GEN Rule 2.13.1(1)(c) and (3)

        [Added] DFSA RM123/2013 (Made 13th June 2013) [VER22/07-13]