Entire Section

  • AML 14.5.1 AML 14.5.1

    A Relevant Person must complete the AML Return form in AFN and submit it to the DFSA by the end of September each year. The annual AML Return must cover the period from 1 August of the previous year to 31 July of the reporting year.

    Derived from RM117/2013 [VER9/07-13]
    [Amended] DFSA RM132/2014 (Made 21st August 2014). [VER10/06-14]
    [Amended] DFSA RM177/2016 (Made 19th June 2016) [VER12/08-16]
    [Amended] DFSA RM223/2018 (Made 18th April 2018). [VER14/07-18]

    • AML 14.5.1 Guidance

      Relevant Persons should be aware of their obligation under Cabinet Decision No. 10 of 2019 to prepare and submit semi-annual reports to their senior management, and to send a copy of those reports, with senior management remarks and decisions, to the relevant Supervisory Authority.

      Derived from DFSA RM196/2016 (Made 7th December 2016). [VER13/02-17]
      [Amended] DFSA RM223/2018 (Made 18th April 2018). [VER14/07-18]
      [Amended] DFSA RM258/2019 (Made 26th June 2019). [VER16/07-19]