Entire Section

  • AML 1.3 AML 1.3 Application table

    • AML 1.3 Guidance

      Relevant Person Applicable Chapters
      Authorised Person 1–14
      Representative Office 1–5* 10- 14
      Registered Auditor 1 -8 10–14
      DNFBP 1–8 10–15

      * Chapters 6–9 are unlikely to apply to a Representative Office as such an office is only permitted to carry on limited activities in the DIFC and therefore must not have Customers.

      Derived from RM117/2013 [VER9/07-13]
      [Amended] DFSA RM132/2014 (Made 21st August 2014). [VER10/06-14]
      [Amended] DFSA RM196/2016 (Made 7th December 2016). [VER13/02-17]