Entire Section

  • Principle 6 — Compliance

    • GEN 4.4.6

      An Authorised Individual who has significant responsibility must take reasonable care to ensure that the business of the Authorised Firm for which he is responsible complies with any legislation applicable in the DIFC.


      Derived from DFSA RM01/2004 (Made 16th September 2004). [VER1/09-04]