Entire Section

  • Principle 5 — Management, systems and control

    • GEN 4.4.5

      An Authorised Individual who has significant responsibility must take reasonable care to ensure that the business of the Authorised Firm for which he is responsible is organised so that it can be managed and controlled effectively.

      Derived from DFSA RM01/2004 (Made 16th September 2004). [VER1/09-04]