Entire Section

  • Principle 9 — Customer assets and money

    • GEN 4.2.9

      Where an Authorised Firm has control of or is otherwise responsible for assets or money belonging to a customer which it is required to safeguard, it must arrange proper protection for them in accordance with the responsibility it has accepted.

      Derived from DFSA RM01/2004 (Made 16th September 2004). [VER1/09-04]