Entire Section

  • Commencement and Conclusion of Investigations

    • RPP 5-19-4

      The DFSA expects not to publicise the commencement, conduct or conclusion of investigations.

      Derived from Notice of Updates (Made 20th December 2012). December 2012 Edition

    • RPP 5-19-5

      Where the DFSA has publicised that it is conducting an investigation and no enforcement action results, the DFSA would issue a press release confirming the conclusion of the investigation and that no action is to be taken.

      Derived from Notice of Updates (Made 20th December 2012). December 2012 Edition

    • RPP 5-19-6

      The DFSA expects not to publicise information about referrals to a Decision Maker.

      Derived from Notice of Updates (Made 20th December 2012). December 2012 Edition