RPP 5-9 RPP 5-9 Administrative Censure
The DFSA may seek to impose a censure upon a
Personwhom it considers has contravened a provision of the Law and Rules it administers. The DFSA may seek to impose such a censure through:(a) exercising its power pursuant to Article 91; or(b) commencing proceedings before the FMT48 or Court(see section 5-10 of this chapter).
Enforcement Committeewill generally make a recommendation to the Chief Executiveto appoint a Decision Makerto consider whether a censure should be imposed against a Person. Prior to making a decision, the Decision Makerwill follow the process prescribed in Article 91 and Chapter 6 of the RPP Sourcebook.
In determining whether to impose a censure, the DFSA may take into consideration the circumstances of the conduct and will be guided by the
Penaltyguidance set out in section 5-16 of this chapter.