Entire Section

  • Sources of Complaints and Referrals

    • RPP 5-3-2

      The DFSA may become aware of potential misconduct or suspected contraventions of Laws or Rules from a variety of sources including:

      (a) members of the public;
      (b) its supervisory activities; and
      (c) other external regulatory authorities or law enforcement agencies.
      Derived from Notice of Updates (Made 20th December 2012). December 2012 Edition