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  • Enforcement Process

    • RPP 5-2-5

      When taking enforcement action, the DFSA will adopt the enforcement process described in this chapter. The DFSA's enforcement process is comprised of the following elements:

      (a) Assessment of complaints and referrals (see section 5-3);
      (b) Commencement of an investigation (see section 5-4);
      (c) Information gathering (see section 5-5);
      (d) Consideration of investigative findings (see section 5-6);
      (e) Remedies (see section 5-6); and
      (f) Conclusion of the Investigation (see section 5-21).
      Derived from Notice of Updates (Made 20th December 2012). December 2012 Edition