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  • PIB 3.10 PIB 3.10 Application

    • PIB 3.10.1 PIB 3.10.1

      This part applies to an Authorised Firm in any Category.

      Derived from RM111/2012 (Made 15th October 2012). [VER20/12-12]

      • PIB 3.10.1 Guidance

        The earlier PIB section 3.2 imposes a number of basic requirements on an Authorised Firm, including requirements to:

        a. have and maintain Capital Resources in accordance with these Rules (see PIB Rule 3.2.2); and
        b. maintain an amount of Capital Resources that exceeds the amount of the firm's Capital Requirement (see PIB Rule 3.2.3).
        Derived from RM111/2012 (Made 15th October 2012). [VER20/12-12]